Open Access
Issue
Wuhan Univ. J. Nat. Sci.
Volume 29, Number 3, June 2024
Page(s) 257 - 262
DOI https://doi.org/10.1051/wujns/2024293257
Published online 03 July 2024

© Wuhan University 2024

Licence Creative CommonsThis is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

0 Introduction

Consider the following equation:

{ - Δ u i - h | x | 2 u i + V ( x ) u i = λ i ( V , h ) u i i n   Ω , u i = 0 o n   Ω ,

where ΩRN(N=3) is an open and bounded ball with |Ω|=1, 0=(0,0,0)ΩC1, and h(0,h*=(N-2)24) is a constant, V is the potential function, and VV={aL(Ω)|0aMa.e., M  is a given constant}.

In the Sobolev space H01(Ω), its norm is:

u H 0 1 ( Ω ) = ( | α | 1 Ω | D α u | 2 d x ) 1 2

or the equivalent norm: uH01(Ω)=DuL2(Ω) (by using the Poincaré inequality).

Denote

= { u H 0 1 ( Ω )   | 1 | x | u L 2 ( Ω ) , l i m | x | 0 | x | - 1 2 u ( x ) = 0 } .

In quantum mechanics, actually, the eigenvalue problem of operators in the theory of Hilbert space is mentioned by many researchers. In 2013, Tyagi[1] considered a singular eigenvalue problem involving Hardy's potential with Dirichlet boundary condition and gave that the problem possesses a continuous family of eigenvalues. Gesztesy and Zinchenko[2] showed the case of self-adjoint half-line Schrödinger operators on (a,) with a potential strongly singular at the endpoint a. Nursultanov [3] found that asymptotic formulas for the eigenvalues of the Sturm-Liouville operator on the finite interval, with potentials having a strong negative singular at one endpoint. Haese-Hill [4] studied the spectral properties of its complex regularizations of the form:

L = - d 2 d x 2 + m ( m + 1 ) w 2 f ( w x + z 0 ) , z 0 C ,

where w is one of the half-periods of f(z) and f(z) is the classical Weierstrass elliptic function. Li and Zhang [5] studied the numerical approximation of eigenvalue problems of the Schrödinger operator -Δu+x2|x|2u. Homa and Hryniv [6] proved analogues of the classical Sturm comparison and oscillation theorems for equations -(pu')'+qu=λru on a finite interval with real-valued distributional potentials.

Due to the presence of singular terms such as -h|x|2 in the differential equation, the properties of the equation differ from those of traditional differential equations, constituting singular differential equations. The existence of this particular term makes it challenging to directly apply the classical Sobolev space framework and its related properties to the analysis of such equations. To effectively handle this singularity, this paper introduces weighted Sobolev spaces. Within this newly constructed framework, the existence, uniqueness, and regularity of solutions to singular differential equations are successfully established. The establishment of these properties not only deepens our understanding of solutions to singular differential equations but also lays a solid foundation for further research and applications.

Additionally, a comprehensive description of spectral theory for singular differential equations is provided within this new framework. The characteristics of the equation's eigenvalues and eigenfunctions can be more accurately characterized by introducing weighted Sobolev spaces. This theory holds profound mathematical significance and offers new perspectives and methods for solving practical problems.

1 Preliminary

Lemma 1   The space (,H1) is a Hilbert space.

Proof   Let {un}nN is a Cauchy sequence. Note that H01(Ω), then there exists u*H01(Ω) such that unu* strongly in H01.

By using the Sobolev Embedding Theorem, we have unu* strongly in Lq(Ω) for N=3.

By using the Hardy-Sobolev inequality [7]:

Ω | D u | p d x ( n - p p ) p Ω | u ( x ) | p | x | p d x holds for uW01,p(Ω),

where W01,p(Ω) is the completion of C0(Ω) in the norm:

u 1 , p , Ω : = ( Ω | u ( x ) | p d x + Ω | D u | p d x ) 1 p .

We have:

Ω | D u | 2 d x ( 3 - 2 2 ) 2 Ω u ( x ) 2 | x | 2 d x = 1 4 Ω u ( x ) 2 | x | 2 d x ,

Ω u ( x ) 2 | x | 2 d x 4 Ω | D u | 2 d x

which means that

u | x | L 2 D u L 2 (1)

So, we have {un}nN, and

1 | x | u n - 1 | x | u m L 2 C u n - u m H 0 1 0 , n , m

Then, there exists v*L2(Ω) such that

1 | x | u n v *   strongly in L2(Ω)

and

Ω | u n - v * | x | | 2 d x = Ω | x | 2 | 1 | x | u n - v * | 2 d x Ω | 1 | x | u n - v * | 2 d x 0 ,   a s   n ,

which shows that unv*|x| strongly in L2(Ω). From the assumptions v*|x|=u* in L2(Ω), then 1|x|un=v*L2(Ω).

Denote

L : = - Δ - 1 | x | + V ( x ) (2)

In the sense of distribution, for gL2(Ω), u is a solution of the following equation

{ L u = g , i n   Ω ; u = 0 , o n   Ω , (3)

which is equivalent to the following equality:

Ω g φ ( x ) d x = Ω L u ( x ) φ ( x ) d x , φ ( x ) C c ( Ω )

Definition 1   (i) The bilinear form B(,) associated with the elliptic operator L defined by (2) is

B ( u , v ) = Ω ( D u D v - h | x | 2 u v + V u v ) d x , u , v

(ii) We say that u is a weak solution of the boundary-value problem (3) if

B ( u , v ) = ( g , v ) L 2 ( Ω )

For all v, where (,) denotes the inner product in L2(Ω).

Theorem 1   Let B: ×R be defined as above. Then, there exist constants C>0 such that

| B ( u , v ) | C u H 1 v H 1

and

C u H 1 2 B ( u , u ) (4)

for all u,vH01(Ω).

Proof   We readily check that:

| B ( u , v ) | = | Ω ( D u D v - h | x | 2 u v + V ( x ) u v ) d x | Ω | D u D v | d x + h Ω | u | x | | | v | x | | d x + Ω | V ( x ) u v | d x D u L 2 D v L 2 + h 1 | x | u L 2 1 | x | v L 2 + M u L 2 v L 2

for all u,vH01(Ω) by Cauchy-Schwarz inequality.

Then we have

| B ( u , v ) | D u L 2 D v L 2 + C D u L 2 D v L 2 + C D u L 2 D v L 2 C D u L 2 D v L 2

by Lemma 1 and Poincaré inequality.

What's more, since V(x)0 a.e., we can obtain that

B ( u , u ) = Ω ( | D u | 2 - h | x | 2 u 2 + V u 2 ) d x Ω | D u | 2 d x - h Ω u 2 | x | 2 d x Ω | D u | 2 d x - 4 h D u L 2 2 = ( 1 - 4 h ) D u L 2 2 = C D u L 2 2 = C u H 1 2 .

Corollary 1   Let gL2(Ω) be a given function, then the elliptic equation Lu=g, u has a unique weak solution.

Proof   By Theorem 1 and Lax-Milgram theorem, we can conclude the corollary.

Corollary 2   The operator L: ' is a continuous, coercive, surjective, and linear operator, where H' is the dual space of .

Proof   It is evident that L is a linear operator.

L u ' = s u p v , v H 0 1 = 1 < L u , v > ' , < L u , u u > ' ,

C < u , u > u H 1 = C u H 1

L u ' = s u p v , v H 0 1 = 1 < L u , v > ' , = s u p v , v H 0 1 = 1 Ω ( D u D v - h | x | 2 u v + V ( x ) u v ) d x = s u p v , v H 0 1 = 1 B ( u , v ) C u H 0 1 .

Let g', by using the Lax-Milgram theorem[8], we can see that there exists a unique element u such that

< L u , v > ' , = B ( u , v ) = < g , v > ' , , v

Note that Cc(Ω), thus

L u = g

in the sense of distribution.

Consequently, L: ' is a continuous, coercive, surjective, and linear operator.

Lemma 2   Assume gL2(Ω), let u be a weak solution to the equation

L u = g ,   u . (5)

Then uHloc2(Ω). Moreover,

u H 2 ( Ω ) C ( g L 2 + σ - 1 u H ' ) , σ ( 0,1 ) (6)

where Ω=Ω\B(0,σ).

Proof   (1) For all xΩ, let s0>0 be small such that dist(x,Ω)>2s0. We take

Ω ' = { x | x Ω ,   d i s t ( x , Ω ) > 2 s 0 }

Select a smooth function ζ satisfying

ζ 1   o n   Ω '   a n d   ζ 0   o n   Ω \ Ω ' , 0 ζ 1

Since u is a weak solution of (5), we have B(u,v)=(g,v) for all v. Then

Ω D u D v d x = Ω ( g v + h | x | 2 u v - V u v ) d x = Ω g ˜ v d x

where g˜=g+h|x|2u-Vu.

Set

D h u ( x ) = u ( x + s ) - u ( x ) s , | s | s 0 , s 0

v = D - s ζ 2 D s u

Then, on the one hand, by the Cauchy equality with weight and difference quotient estimate, we have

Ω D u D v d x = - Ω D u D ( D - s ζ 2 D s u ) d x = Ω ( D s ( D u ) ) ( D ( ζ 2 D s u ) ) d x = Ω ( D s ( D u ) ) ( 2 ζ D ζ D s u ) d x + Ω ( D s ( D u ) ) ζ 2 ( D s ( D u ) ) d x

1 2 Ω ζ 2 | D s ( D u ) | 2 d x - C Ω | D s u | 2 d x 1 2 Ω ζ 2 | D s ( D u ) | 2 d x - C Ω | D u | 2 d x .

On the other hand, by difference quotient estimate, we have

Ω | v | 2 d x = Ω | D - s ( ζ 2 D s u ) | 2 d x C Ω | D ( ζ 2 D s u ) | 2 d x C Ω ( | D u | 2 + ζ 2 | D s ( D u ) | 2 ) d x .

Thus, the Cauchy inequality with weight implies

| Ω g ˜ v d x | 1 4 Ω ζ 2 | D s ( D u ) | 2 d x + C Ω g 2 + u 2 + | D u | 2 d x

where C is depend on 1s02.

Consequently,

Ω ' | D s ( D u ) | 2 d x C Ω ( g 2 + u 2 + | D u | 2 ) d x , | s | | s 0 |

From the difference quotient, we deduce DuHloc1(Ω) and thus uHloc2(Ω).

(2) For any σ(0,1), according to (5)

| Δ u | | h | x 2 | u - V u + g u | h | u | x | 2 | + | V u | + | g u | , x Ω

From which, Cauchy-Schwarz inequality and (1), we deduce that:

Ω | Δ u | 2 d x C ( Ω | h | x | 2 u | 2 d x + Ω | V u | 2 d x + Ω | g | 2 d x ) C ( 1 σ 2 Ω | D u | 2 d x + Ω | u | 2 d x + g L 2 ) C ( 1 σ 2 D u L 2 + u L 2 + g L 2 ) C ( 1 σ u H 1 + g L 2 ) ,

where we used Poincaré inequality in the equality, consequently, (6) holds.

Remark 1   Under the assumptions of the Lemma 2, (i) It seems that uH2(Ω) since L is singular at x=0; (ii) From the Sobolev Embedding Theorem, it is clear that uC1,12(Ω).

Proposition 1   Let σ(L) denotes the spectrum of L. Then σ(L)R and σ(L) is at most countable. Let σ(L)={λk}k=1, where the eigenvalue is counted according to its multiplicity, then

0 < λ 1 λ 2 ,   a n d   λ k   a s   k .  

Finally, there exists an orthonormal basis {wk}k=1 of L2(Ω), where wk is an eigenfunction corresponding to λk, that is

L w k = λ k w k , w k .

Proof   Since L is a coercive, surjective, linear operator, set T=L-1. From the Sobolev Compact Embedding theorem, we deduce that T: L2(Ω)L2(Ω) is a bounded, linear, compact operator. Hence σ(T), the spectrum of T, is at most countable and has 0 as the unique limit point.

For any g, fL2(Ω), denote u=Tg, v=Tf, then

L u = g , u ;   L v = f , v .

Thus,

( T g , f ) L 2 = ( u , L v ) L 2 = Ω ( D u D v - h | x | 2 u v + V ( x ) u v ) d x = ( L u , v ) L 2 = ( g , T f ) L 2 ,

which shows that T is a symmetric operator.

So, we say that T is a self-adjoint linear operator. And we thereby obtain the assertion of the Proposition by the Standard Functional Analysis 8 [8].

Lemma 3   Let ui be the i-th eigenfunction with respect to the eigenfunction λi of L with the potential VV. Then,

λ 1 ( V ) = m i n u , u 0 B ( u , u ) u L 2 2 (7)

λ 2 ( V ) = m i n u E 1 , u 0 B ( u , u ) u L 2 2 (8)

where,

E 1 = { u | ( u , u 1 ) L 2 = 0 }

Proof   (i) Let σ(L)={λm}m=1 and {wm}m=1 be defined as in Proposition 1. Then

B ( w m , w m ) = λ m ( w m , w m ) = λ m

and

B ( w m , w n ) = λ m ( w m , w n ) = 0 , m , n N , m n .

We observe that {λm-12wm}m=1 is an orthonormal subset of under the new inner product B(,). In fact, according to Theorem 1, Lemma 1, and the Poincaré inequality, we deduce that

C u H 1 2 B ( u , u ) = Ω ( | D u | 2 - h | x | 2 u 2 + V u 2 ) d x C D u L 2 2 = C u H 1 2 ,

i.e., these two norms H1 and B(,) are equivalent on .

For arbitrary u with B(wm,u)=0, mN, it follows that u=m=1dmwm since {wm}m=1 is an orthonormal basis of L2(Ω). Therefore

0 = B ( w m , u ) = d m λ m , m N .

We obtain dm=0, mN. Hence u=0.

Finally, we have {λm-12wm}m=1 is an orthonormal subset of under the new inner product B(,).

(ii) Let uH with uL2=1. Assume that m=1dm2=1. We conclude that

B ( u , u ) = m = 1 d m 2 B ( w m , w m ) = m = 1 d m 2 λ m λ 1

according to (i), this proves (7).

(iii) Suppose we have obtained u1, for any uu1, with uL2(Ω)=1, then u=i=2(u,wi)wi=i=2diwi and i=2di2=1. Moreover,

B ( u , u ) = i = 2 B ( w i , w i ) = i = 2 d i 2 λ i λ 2

which implies that minuE1,u0B(u,u)uL22λ2.

By (i), we have B(w2,w2)=λ2, then the result (8) is obtained.

2 Main Results

Theorem 2   There exists V*, V1*, V2*V, such that

λ 1 ( V 1 * ) = i n f v V λ 1 ( V ) , λ 2 ( V 2 * ) = i n f v V λ 2 ( V )

and

Γ ( V * ) = i n f V V Γ ( V )

where Γ(V)=λ2(V)-λ1(V) is called the fundamental gap with potential VV.

Proof   we will show the proof by the following steps.

Step 1: infVVλ1(V), infVVλ2(V) exists.

For arbitrary V0V, we have infVVλ1(V)λ1(V0). Let {Vn'}nNV be such that

λ 1 ( V n 1 ) i n f V V λ 1 ( V ) = λ 1 * , λ 1 ( V n 1 ) λ 1 ( V 0 ) , n N

Then there exists a subsequence of {Vn1}nN, still denoted by itself, and V1*V, such that Vn1V1* weakly star in L(Ω).

Denote un1 be the normalized first eigenfunction of Vn1, which means that un1L2=1. From (4), we see

C u n 1 H 1 B ( u n 1 , u n 1 ) = λ 1 ( V n 1 ) C ,

where λ1(Vn1) is the first eigenvalue of L with the potential Vn1. Thus, there exists a subsequence of {un1}nN, still denoted by itself, and u1* such that

u n 1 u 1 *   w e a k l y   i n   (9)

By H01(Ω) and Sobolev Embedding theorem, we deduce that

u n 1 u 1 *   s t r o n g l y   i n   L 2 ( Ω ) , (10)

which implies that;

u 1 * L 2 = 1 (11)

In view of Lemma 1, we have

u n 1 | x | L 2 C u n ' H 1 C

then there exists a subsequence of {un1|x|}nN, still denoted by itself, and v*L2(Ω) such that

1 | x | u n 1 v *   w e a k l y   i n   L 2 ( Ω )

Hence,

Ω ( u n ' - v * | x | ) φ d x = Ω ( 1 | x | u n ' - v * ) | x | φ d x 0 , φ L 2 ( Ω )

which shows that un1v*|x| weakly in L2(Ω).

Thus (10) implies that

u 1 * = v * | x |   i n   L 2 ( Ω )

or we can say u1*|x|=v* in L2(Ω), i.e.

1 | x | u n 1 1 | x | u 1 *   w e a k l y   i n   L 2 ( Ω ) (12)

For all v,

B ( u n 1 , v ) = Ω ( ( u n 1 ) ' v ' - h | x | u n 1 ( v | x | ) + V n 1 u n 1 v ) d x

Since 1|x|vL2(Ω) and (12), we have

B ( u n 1 , v ) = Ω ( ( u n 1 ) ' v ' - h | x | u n 1 ( v | x | ) + V n 1 u n 1 v ) d x Ω ( ( u 1 * ) ' v ' - h | x | u 1 * ( v | x | ) + V 1 * u 1 * v ) d x = B ( u 1 * , v ) , v .

Combining (9) (10) (11), we can obtain that

λ 1 ( V n 1 ) Ω u n 1 v d x λ 1 * Ω u 1 * v d x , v

These imply that

B ( u 1 * , v ) = λ 1 * ( u 1 * , v ) L 2 , v

Note that Cc(Ω), so in the sense of distribution, we have

- Δ ( u 1 * ) - h | x | 2 u 1 * + V 1 * u 1 * = λ 1 * u 1 * , u 1 *

This proves λ1* is an eigenvalue of L with potential V1*. Therefore, λ1*=λ1(V1*) by the definition of λ1*.

Step 2: Choose V0V and {Vn2}nNL(Ω) such that

λ 2 ( V n 2 ) i n f V V λ 2 ( V ) = λ 2 * ,   a n d   λ 2 ( V n 2 ) λ 2 ( V 0 ) , n N

For each nN, there exist un1, un2, such that un1, un2 are the first two normalized eigenfunctions with respect to the eigenvalues λ1(Vn2) and λ2(Vn2) with regard to Vn2. By the same argument as in Step 1, by abstracting subsequence, there exist λ1*R, V2*L(Ω) and u1*,u2* such that

λ 1 ( V n 2 ) λ 1 * ;   V n 2 V 2 *   w e a k l y   i n   L 2 ( Ω ) ;

u n 1 u 1 *   a n d   u n 2 u 2 *   w e a k l y   i n   .

Moreover,

u n 1 u 1 *   s t r o n g l y   i n   L 2 ( Ω ) , u n 2 u 2 *   s t r o n g l y   i n   L 2 ( Ω )

and

1 | x | u n 1 1 | x | u 1 *   a n d   1 | x | u n 2 1 | x | u 2 *   w e a k l y   i n   L 2 ( Ω ) ( u 1 * L 2 = u 2 * L 2 = 1 )

Consequently, on one side, owing to (un1,un2)L2=0, we obtain (u1*,u2*)L2=0. On the other side, by the same argument as Step 1, we deduce that:

- Δ u 1 * - h | x | 2 u 1 * + V 2 * u 1 * = λ 1 * u 1 * ,   - Δ u 2 * - h | x | 2 u 2 * + V 2 * u 2 * = λ 2 * u 2 * .

This proves that λ1* and λ2* are eigenvalues of L with potential V2*, in particular λ1*λ2*.

Obviously, the definition of λ2* implies λ2(V2*)λ2*. Suppose λ2*<λ2(V2*), then λ1*λ2*=λ1(V2*) , i.e., u1*=u2* is the only eigenfunction of λ1(V2*) with potential according to Lemma 1. But the case (u1*,u2*)L2=0 leads us to u1*L2=0, a contradiction. This shows that λ2*=λ2(V2*).

Step 3: Take arbitrary V0V, then

i n f V V ( λ 2 ( V ) - λ 1 ( V ) ) ( λ 2 - λ 1 ) ( V 0 )

Then there exists a subsequence of Vn, still denoted by itself, and V*L(Ω) such that

V n V *   w e a k l y   s t a r   i n   L ( Ω )

Denote un1, un2(nN) be the first and second normalized eigenfunctions with respect to λ1(Vn), λ2(Vn), respectively. By the same argument as in Step 1, by abstracting subsequence, there exists u1*, u2* such that

u n 1 u 1 * and un2u2* weakly in .

By the same argument as in Step 2, we can deduce that

λ 1 * = λ 1 ( V * ) ,   λ 2 * = λ 2 ( V * ) ,   a n d   Γ ( V * ) = Γ * .

References

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