| Issue |
Wuhan Univ. J. Nat. Sci.
Volume 30, Number 6, December 2025
|
|
|---|---|---|
| Page(s) | 567 - 575 | |
| DOI | https://doi.org/10.1051/wujns/2025306567 | |
| Published online | 09 January 2026 | |
Mathematics
CLC number: O316
Generalized Gradient Method for the Stability of Solutions to Herglotz-Type Equations for Non-Autonomous Non-Conservative Systems
非自治非保守系统Herglotz型方程解稳定性的广义梯度方法
1 School of Mathematical Sciences, Suzhou University of Science and Technology, Suzhou 215009, Jiangsu, China
2 College of Civil Engineering, Suzhou University of Science and Technology, Suzhou 215011, Jiangsu, China
† Corresponding author. E-mail: zhy@mail.usts.edu.cn
Received:
4
June
2025
The stability of solutions of Herglotz-type equations for non-autonomous non-conservative systems is studied by means of generalized gradient method. Firstly, Herglotz-type equations for non-conservative systems are given and expressed as contravariant algebraic form. Secondly, two classes of generalized gradient systems are introduced. Thirdly, the conditions for the transformation of Herglotz-type equations into generalized gradient systems are given, and the solutions of Herglotz-type equations and the stability of the solutions are analyzed. Finally, for each case discussed in this paper, the calculation process is demonstrated in detail to show that the method is effective.
摘要
本文利用广义梯度方法研究了非自治非保守系统Herglotz型方程解的稳定性。首先,给出了非保守系统的Herglotz型方程,并将其表示为逆变代数形式。其次,介绍了两类广义梯度系统。第三,给出了Herglotz型方程转化为广义梯度系统的条件,并分析了Herglotz型方程的解以及解的稳定性。最后,针对文中所讨论的每种情形,通过算例详细展示了其计算过程,也验证了方法的有效性。
Key words: Herglotz-type equations / non-conservative system / generalized gradient system / stability
关键字 : Herglotz型方程 / 非保守系统 / 广义梯度系统 / 稳定性
Cite this article: HAN Xin, ZHANG Yi. Generalized Gradient Method for the Stability of Solutions to Herglotz-Type Equations for Non-Autonomous Non-Conservative Systems[J]. Wuhan Univ J of Nat Sci, 2025, 30(6): 567-575.
Biography: HAN Xin, female, Master candidate, research direction: analytical mechanics. E-mail: 2311103005@post.usts.edu.cn
Foundation item: Supported by the National Natural Science Foundation of China (12272248)
© Wuhan University 2025
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
0 Introduction
The study of the stability of constrained mechanical systems plays a significant direction of analytical mechanics[1-2]. A gradient system is a mathematical system composed of a special class of differential equations. By means of Lyapunov function, this system enables the analysis of both the integrability of the equations and the stability of their solutions[3-4]. Gradient systems possess a number of important properties. When the equations of mechanical systems are expressible as gradient systems, we use the properties of gradient systems to analyze mechanical systems. Mei and Wu[5-6] classified gradient systems into four types of basic gradient systems that do not depend on time and two types of generalized gradient systems that explicitly contain time
. If the potential function or coefficient matrix of a gradient system explicitly contains
, it is called the generalized gradient system[7-11], which is the extension of gradient systems[12-15]. Chen et al[16] systematized nonholonomic systems into generalized gradient systems, and studied the stability of zero-solution of non-autonomous nonholonomic systems. So far, some results have been obtained in the study of mechanical system stability and generalized gradient systems. However, the study of gradient method for non-autonomous Herglotz-type equations has not been reported.
Herglotz-type equations are a class of equations derived from the Herglotz variational principle for non-conservative systems[17-21]. Donchev[22] and Lazo et al[23-24] applied Herglotz-type equations to some well-known non-conservative equations, such as electron beam propagation equation, nonlinear Schrödinger equation, non-conservative Schrödinger equation, vibration string under viscous action, etc. Georgieva et al[25] studied Noether's theorems of Herglotz type. Recently, considerable progress has been given in the study of Herglotz-type equations for constrained mechanical systems and their Noether theorems[26-33]. Recently, Zhang[34] studied constrained Herglotz equations for autonomous nonconservative systems subject to nonholonomic constraints, which are transformed into gradient systems, and then studied the stability of their solutions. In this paper, the generalized gradient method for stability analysis of non-autonomous non-conservative mechanical systems is proposed.
Here is the layout of this paper: In Section 1, the Herglotz-type Lagrange equations and Herglotz-type Hamilton canonical equations for non-autonomous non-conservative systems are listed. In Section 2, a brief overview of two classes of generalized gradient systems (seven forms) is provided. In Section 3, the conditions for transforming non-conservative Herglotz equations into generalized gradient systems are presented. In Section 4, the solutions of Herglotz-type equations and their stability are analyzed. In Section 5, eight specific examples are provided to detail the application of the research findings. Section 6 is the conclusion.
1 Herglotz-Type Equations
For a holonomic nonconservative system, the Herglotz-type Lagrange equations are[21]
where
is the Herglotz-type Lagrangian,
are the generalized coordinates,
is the Herglotz action and satisfies
Assuming the system is non-singular, we have
From equation (1), the generalized accelerations can be given as
Let
thus equation (4) can be written as
in which
By introducing generalized momentum and the Hamiltonian
where
. Then equation (1) can be reduced to the Herglotz-type Hamilton canonical equations, i.e,
We can rewrite equation (9) as
where
2 Two Classes of Generalized Gradient Systems
We introduce two classes of generalized gradient systems in detail. The first is the gradient system whose the
function contains
. The second is the gradient system in which both the
function and the coefficient matrix (i.e.,
,
and
) contain
.
2.1 Generalized Gradient System I
Let the potential function be
and have
then equation (12) are called the generalized gradient system I-1, where
and
.
Let the potential function be
and have
thus equation (13) are called the generalized gradient system I-2, where
is an antisymmetric matrix with
.
Let the potential function be
and have
then equation (14) are called the generalized gradient system I-3, where
is a symmetric negative definite matrix.
Let the potential function be
and have
then equation (15) are called the generalized gradient system Ⅰ-4, where
is a semi-negative definite matrix.
2.2 Generalized Gradient System II
Let the potential function be
and have
thus equation (16) are called the generalized gradient system Ⅱ-1, where
is an antisymmetric matrix with
, and
.
Let the potential function be
and have
then equation (17) are called the generalized gradient system Ⅱ-2, where
is a symmetric negative definite matrix.
Let the potential function be
and have
thus equation (18) are called the generalized gradient system Ⅱ-3, where
is a semi-negative definite matrix.
3 Generalized Gradient Representation of Herglotz-Type Equations
Herglotz-type equations (6) and (10) are generally not generalized gradient systems. The conditions for Herglotz-type equations to be transformed into the above generalized gradient systems are as follows.
In this section, let
.
3.1 Herglotz-Type Equations and Generalized Gradient System I
For equation (6), if the conditions
are satisfied, they can be reduced to the generalized gradient system I-1, whose
function is determined by
Similarly, for equation (10), if the conditions
are satisfied, they can be reduced to the generalized gradient system I-1, whose
function is determined by
For equation (6), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-2.
Similarly, for equation (10), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-2.
For equation (6), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-3.
Similarly, for equation (10), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-3.
For equation (6), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-4.
Similarly, for equation (10), if there is a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system I-4.
3.2 Herglotz-Type Equations and Generalized Gradient System II
For equation (6), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-1.
Similarly, for equation (10), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-1.
For equation (6), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-2.
Similarly, for equation (10), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-2.
For equation (6), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-3.
Similarly, for equation (10), if there exists a matrix
and a function
that satisfy
they can be reduced to the generalized gradient system Ⅱ-3.
However, it should be noted that conditions (19), (21), (23), (24), (25), (26), (27), (28), (29), (30), (31), (32), (33) and (34) are sufficient. If the conditions are not satisfied, it is still not possible to conclude that the system is not a generalized gradient system, because this is related to the choice of the first-order form obtained by Herglotz equations.
4 Stability of Zero Solution of Herglotz-Type Equations
In this section, we denote
as positive definite,
as negative definite, and
as semi-negative definite.
The theories for studying the stability of the zero solution are as follows: First, if
exists as well as
, then the zero solution of the system is stable. Second, if
exists as well as
, then the zero solution of the system is asymptotically stable. Third, if
exists as well as
, and the function
has an infinitesimal upper bound, then the zero solution of the system is uniformly stable. Fourth, if
exists as well as
, and the function
has an infinitesimal upper bound, then the zero solution of the system is uniformly asymptotically stable.
4.1 Generalized Gradient System I
According to equation (12), we get the derivative of
, i.e.,
In equation (35), there is
. If
exists as well as
, thus the solution of the system is asymptotically stable.
According to equation (13), we obtain the derivative of
, i.e.,
It can be shown that if
exists as well as
, then the solution is stable.
According to equation (14), we obtain the derivative of
, i.e.,
In equation (37), there is
. The solution is asymptotically stable when
exists as well as
.
According to equation (15), we obtain the derivative of
, i.e.,
In equation (38), there is
.
4.2 Generalized Gradient System II
According to equation (16), we obtain the derivative of
, i.e.,
It can be seen that if
exists as well as
, then the solution is stable.
According to equation (17), we obtain the derivative of
, i.e.,
In equation (40), there is
.
According to equation (18), we obtain the derivative of
, i.e.,
In equation (41), there is
.
5 Examples
The conditions for the transformation of Herglotz-type equations (two forms) of non-autonomous non-conservative systems into two classes of generalized gradient systems (seven forms) are given above, and the stability of their zero solutions is discussed. For each case, we give examples to demonstrate in detail.
Example 1 Consider the Herglotz-type Hamiltonian
where
. Transform equation (42) into generalized gradient system I-1 and analyze its stability.
According to equation (9), the Herglotz-type canonical equations are
Let
then
It can be readily verified that it meets the specified condition (21). Therefore equation (45) can be formulated as the generalized gradient system I-1 whose
function is determined by
Solving equation (46), we get
Then we have
In the domain of
,
,
exists as well as
, therefore, the zero solution
is asymptotically stable.
Example 2 Consider the Herglotz-type Lagrangian
Transform equation (49) into generalized gradient system I-2 and analyze its stability.
The Herglotz-type Lagrange equations give
Let
equation (50) can be expressed in first-order form
It can be formulated as generalized gradient system I-2, i.e.,
where
Using equation (52), we get
Since
exists as well as
. Then solution
is stable.
Example 3 Consider the Herglotz-type Hamiltonian
where
. Transform this system into generalized gradient system I-3 and analyze its stability.
Herglotz-type canonical equations give
Let
we rewrite equation (57) as
which can be reduced to generalized gradient system I-3, i.e.,
where
Using equation (59), we get
Since
exists as well as
, then solution
is asymptotically stable.
Example 4 Consider the Herglotz-type Lagrangian
Transform equation (63) into generalized gradient system I-4 and analyze its stability.
Herglotz-type equations give
Let
equation (64) can be expressed in first-order form
Take
Using equation (66), we get
Since
exists as well as
, then solution
is asymptotically stable.
Example 5 The Herglotz-type Lagrangian
where
. Transform equation (69) into generalized gradient system II-1 and analyze its stability.
Herglotz-type equations give
Let
Then we can rewrite equation (70) as
Equation (72) can be formulated as generalized gradient system Ⅱ-1, i.e.,
where
Using equation (72), we have
Since
exists as well as
, then solution
is uniformly stable.
Example 6 For the non-conservative single degree-of-freedom system, Herglotz-type Hamiltonian is
Transform it into generalized gradient system Ⅱ-2 and analyze its stability.
Herglotz-type canonical equations give
Let
Equation (77) can be expressed as
It can be formulated as generalized gradient system Ⅱ-2, i.e.,
where
Using equation (79), we have
Since
exists as well as
, then solution
is uniformly asymptotically stable.
Example 7 For a non-conservative two-degree-of-freedom system, the Herglotz-type Lagrangian is
Transform it into generalized gradient system Ⅱ-2 and analyze its stability.
Herglotz-type equations are
Let
We rewrite equation (84) as
It can be formulated as generalized gradient system Ⅱ-2, i.e.,
where
Using equation (86), we get
Since
exists as well as
, then solution
is uniformly asymptotically stable.
Example 8 Consider the Herglotz-type Lagrangian
where
, transform this system into generalized gradient system Ⅱ-3 and analyze its stability.
From equation (1), we get
Let
Then equation (91) can be expressed as
We have
in which function
is
Using equation (93), we obtain
Since
exists as well as
, then solution
is stable.
6 Conclusion
Herglotz-type equations provide a new way for dealing with non-conservative mechanical problems. Gradient systems are an important kind of differential equation systems, which possesses many excellent properties. Under specific conditions, by taking advantage of the relationship between mechanical systems and gradient systems, mechanical problems can be transformed into mathematical problems for study, thereby simplifying the research process and reducing the difficulty. The innovation of this paper is to provide a generalized gradient method for studying the stability of solutions of non-conservative non-autonomous mechanical systems. The Herglotz-type Lagrange equations and the Herglotz-type Hamilton equations were established, and these equations were reduced to two types of generalized gradient systems with a total of seven forms. The stability of zero solution of non-conservative systems was analyzed by using the characteristics of gradient systems. Specific examples were given for all cases discussed in this paper, and the process of analysis and calculation was demonstrated in detail, and the effectiveness of the proposed method and results was verified. This method can be further extended to non-autonomous nonholonomic systems.
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