Open Access
Issue
Wuhan Univ. J. Nat. Sci.
Volume 30, Number 1, February 2025
Page(s) 49 - 56
DOI https://doi.org/10.1051/wujns/2025301049
Published online 12 March 2025

© Wuhan University 2025

Licence Creative CommonsThis is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

0 Introduction

Conservation laws play a key role in exploring the dynamics of constrained mechanical systems. There are also plenty of ways to find conserved quantities, such as analytical mechanics methods[1], symmetry methods[2], and symmetry methods which includes Lie symmetry[3], Noether symmetry[4] and so on. Djukić et al[5] proposed to directly construct the conservation laws of nonconservative systems by multiplying the differential equations of motion by the integrating factors. Conserved quantities are calculated easily in this way. The integrating factors method has achieved a series of results in solving conserved quantities. Qiao et al[6,7] applied the integrating factors method to solve the conserved quantities in holonomic nonconservative systems. Since then, the integrating factors method has been generalized and applied to nonholonomic systems[8-10] and constrained Hamiltonian systems[11]. Birkhoffian mechanics[12,13] is a more general mechanics into which both holonomic and nonholonomic mechanics can be incorporated. Zhang[14,15] proposed to construct conservation laws of the Birkhoffian system by using the integrating factors method. The results are further generalized to constrained Birkhoffian systems[16] and fractional Birkhoffian systems[17].

Hamilton's principle, which is generally applicable to conservative systems, has encountered difficulties in generalizing to nonconservative systems. Existing nonconservative generalizations of Hamilton's principle are no longer variational principles, although differential equations of motion can be derived from them. Herglotz's principle[18], which defines its function through a differential equation, provides a variational principle for understanding systems that are by no means conservative. In 2002, Georgieva and Guenther[19] investigated the invariance of the Lagrangian function, a statement of Noether symmetry, and proved the Noether theorem of Herglotz type. Noether conservation laws of the Herglotz type were given, which marks the beginning of the research on the Noether symmetry of the Herglotz type. Recently, Herglotz type Noether theorems have been extended to nonconservative Lagrange systems[20-22], nonconservative Hamilton systems[23,24], nonholonomic systems[25-27], Birkhoffian systems[28,29], time-delay dynamics[30-33], fractional order dynamics [34-38], time-scale dynamics[39,40], etc.

Combining the integrating factors method with Birkhoffian systems and the Herglotz principle, this paper studies how to construct the conservation laws of the Herglotz type Birkhoffian system by using the integrating factors method. In Section 1, we define the integral factors of Herglotz Birkhoff's equation. Section 2 proposes the conservation theorems. The generalized Killing equations are derived in Section 3. The inverse theorems are established in Section 4. Herglotz type Birkhoff's equations are a generalization of classical Birkhoff's equations, and the latter is the generalization of Hamilton's equations. Therefore, we apply the obtained results to classical Birkhoff's equations and Hamilton's equations and discuss the corresponding theorems. In Section 5, the damped harmonic oscillator is taken as an example to demonstrate the application of the results. The last section is the conclusion of the article.

1 Herglotz Type Birkhoff's Equations and Its Integrating Factors

The Herglotz type Birkhoff's equations[28] are

α ( t ) [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ] = 0   ( μ , v = 1,2 , , 2 n ) (1)

where α(t)=exp[-t0t(Rμza˙μ-Bz)dθ], and z is the Pfaff-Herglotz action which is defined by

z ˙ = R μ ( t , a v , z ) a ˙ μ - B ( t , a v , z ) (2)

and B(t,av,z) and Rμ(t,av,z) are the Birkhoffian and Birkhoff's functions in the sense of Herglotz, respectively. And aμ are Birkhoff's variables. Eq. (1) can be reduced to

a ˙ μ = Ω ˜ μ v ( B a v + R v t - R v z B + R v B z ) (3)

where Ω˜μv are called Herglotz type Birkhoff's tensor, there is

Ω ˜ μ v = R v a μ - R μ a v + R μ R v z - R μ z R v (4)

and det(Ω˜μv)0, Ω˜μvΩ˜vρ=δμρ.

If Rμ does not explicitly contain z, then Ω˜μv is reduced to Birkhoff's tensor Ωμv, i. e,

Ω μ v = R v a μ - R μ a v . (5)

Definition 1   If there is a set of functions Gμ(t,av,z), such that this invariant

α ( t ) [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ] G μ (6)

is reduced identically to

α ( t ) [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ] G μ λ μ α ( t ) [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ]

- d d t [ α ( t ) ( R μ G μ - B τ - Λ ) ] (7)

where τ,Λ and λμ are functions of Birkhoff's variables aμ, time t and functional z, then Gμ=Gμ(t,av,z) are named the integrating factors of Herglotz type Birkhoff's equations (1).

2 Conservation Theorems

Using Eqs. (1), we rewrite the formula (7) as

d d t [ α ( t ) ( R μ G μ - B τ - Λ ) ] = λ μ α ( t ) [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ] (8)

So, we can easily arrive at the theorem below:

Theorem 1   If Gμ are integrating factors of Herglotz type Birkhoff's equations (1), then

I H e r g l o t z = α ( t ) ( R μ G μ - B τ - Λ ) (9)

is the first integral along the trajectory of the Herglotz type Birkhoffian system.

For the Herglotz type Birkhoffian system (1), by Definition 1, if Gμ are its integrating factors, the necessary condition (7) should be satisfied. Expanding (7), we get

  - B t τ + ( R ν a μ G μ - B a ν τ ) a ˙ ν + ( R ν z B - B z R ν ) a ˙ ν τ

+ ( R ν z a ˙ ν - B z ) Λ + R μ G ˙ μ - B a μ G μ - B τ ˙ - Λ ˙ + Φ = 0 (10)

where

Φ = - λ μ [ Ω ˜ μ v a ˙ v - B a μ - R μ t + R μ z B - R μ B z ] . (11)

Hence, we have

Theorem 2   For the Herglotz type Birkhoffian system (1), if there exists a non-singular set of functions Gμ,τ,Λ and λμ satisfying condition (10), then the system has a first integral such as (9).

Remark 1   In deriving formula (10), we have adopted the operator to calculate R˙μ and B˙, namely:

d d t = t + a ˙ v a v + ( R ν a ˙ ν - B ) z . (12)

Remark 2   The functions Gμ,τ,Λ and λμ are called a singular set if they make the right side of the equation (9) a constant.

If there is no action z in the Birkhoffian functions B and Rμ, Eq. (1) degenerate into the classical Birkhoff's equations

Ω μ ν a ˙ ν - B a μ - R μ t = 0 (13)

and Theorem 2 reduces to

Theorem 3   For the Birkhoffian system (13), if there exists a non-singular set of functions Gμ,τ,Λ and λμ satisfying condition below:

- B t τ + ( R ν a μ G μ - B a ν τ ) a ˙ ν + R μ G ˙ μ - B a μ G μ - B τ ˙ - Λ ˙ + Φ B = 0 (14)

where

Φ B = - λ μ ( Ω μ ν a ˙ ν - B a μ - R μ t ) (15)

then the system has a first integral such as

I B i r k h o f f = R μ G μ - B τ - Λ = c o n s t . (16)

Further, if[13]

a μ = { q μ   , μ = 1,2 , , n p μ - n   , μ = n + 1 , n + 2 , , 2 n

R μ = { p μ   , μ = 1,2 , , n 0   , μ = n + 1 , n + 2 , , 2 n

B = H ( t , q s , p s ) (17)

then Eqs. (13) degenerate into the classical Hamilton's equations

q ˙ s = H p s , p ˙ s = - H q s ,   s = 1,2 , , n (18)

and Theorem 3 reduces to

Theorem 4   For the Hamiltonian system (18), if there exists a non-singular set of functions Gs,τ,Λ and λs satisfying condition below:

- H t τ + p s G ˙ s - H q s G s - H τ ˙ - Λ ˙ + ϕ = 0 (19)

where

ϕ = λ s ( p ˙ s + H q s ) (20)

then the system has a first integral such as

I H a m i l t o n = p s G s - H τ - Λ = c o n s t . (21)

Remark 3   The non-singular set of functions Gμ,τ,Λ and λμ can be obtained by solving the necessary condition (10) (or (14), or (19)), and once a set of solutions is found, we can use Theorem 2 (or Theorem 3, or Theorem 4) to obtain a first integral of Herglotz type Birkhoffian systems (or classical Birkhoffian systems, or Hamiltonian systems).

3 Generalized Killing Equations

The key to finding first integrals through Theorems 1 and 2 is to find non-singular sets of functions Gμ,τ,Λ and λμ by solving equation (10).

By substituting Eq. (3) into Eq. (10), we get

- B t τ + K μ Ω ˜ μ ν ( B a ν + R ν t - R ν z B + B z R ν )

- B a μ G μ - B z Λ + R μ G ˙ μ - B τ ˙ - Λ ˙ + Φ = 0 , (22)

where

K μ = R μ a ν G ν - B a μ τ + R μ z B τ - B z R μ τ + R μ z Λ . (23)

We expand Eq. (22) and decompose it into first-order partial differential equations for Gμ,τ and Λ, which are called generalized Killing equations. Solving the generalized Killing equations, it is possible to find these functions. In practice, we have the following two ways.

In the first way, we consider equation (22) to be true for arbitrary t,aμ and a˙μ. Expand the Eq. (22) and let the coefficients of the terms a˙μ and the terms without a˙μ equal to zero respectively, we have

R ν ( G ν a μ + G ν z R μ ) - B ( τ a μ + τ z R μ ) - Λ z R μ - λ ν Ω ˜ ν μ = 0 ,   μ = 1,2 , , 2 n (24)

and

- B t τ + K μ Ω ˜ μ ν ( B a ν + R ν t - R ν z B + B z R ν ) - B a μ G μ - B z Λ + R μ ( G μ t - G μ z B )

- B ( τ t - τ z B ) - Λ t + Λ z B + λ μ ( B a μ + R μ t - R μ z B + B z R μ ) = 0 (25)

Eqs. (24) and (25) are named generalized Killing equations of Herglotz type Birkhoffian systems. So, we have

Theorem 5   For the Herglotz type Birkhoffian system (1), if there exists a non-singular set of functions Gμ,τ,Λ and λμ satisfying generalized Killing equations (24) and (25), then the system has a first integral such as (9).

If B and Rμ do not contain z, Eqs. (24) and (25) degenerate into

R ν G ν a μ - B τ a μ - Λ a μ - λ ν Ω ν μ = 0 ,   μ = 1,2 , , 2 n , (26)

and

- B t τ + ( R μ a ρ G ρ - B a μ τ ) Ω μ ν ( B a ν + R ν t ) - B a μ G μ + R μ G μ t - B τ t - Λ t + λ μ ( B a μ + R μ t ) = 0 (27)

then Theorem 5 reduces to

Theorem 6   For the Birkhoffian system (13), if there exists a non-singular set of functions Gμ,τ,Λ and λμ satisfying generalized Killing equations (26) and (27), then the system has a first integral such as (16).

For classical Hamiltonian system (18), Eqs. (26) and (27) degenerate into

p k G k p s - H τ p s - Λ p s + λ s = 0 ,   s = 1,2 , , n (28)

and

- H t τ - H q k G k + p k ( G k q s H p s + G k t ) - Λ t

- H ( τ q s H p s + τ t ) - Λ q s H p s + λ s H q s = 0 (29)

then Theorem 6 reduces to

Theorem 7   For the Hamiltonian system (20), if there exists a non-singular set of functions Gs,τ,Λ and λs satisfying generalized Killing equations (28) and (29), then the system has a first integral such as (21).

In the second way, we consider that Eq. (10) is true along the trajectory of Birkhoffian system (1), which means that a˙μ in Eq. (10) is not arbitrary, but is a function of aμ and t. Using Eqs. (3) and (11), Eq. (10) becomes

- B t τ - B a μ G μ - B z Λ + R μ ( G μ t - G μ z B ) + [ R ρ ( G ρ a μ + G ρ z R μ ) - B ( τ a μ + τ z R μ ) - Λ a μ - Λ z R μ + K μ ] Ω ˜ μ ν ( B a ν + R ν t - R ν z B + B z R ν )

- B ( τ t - τ z B ) - Λ t + Λ z B = 0 . (30)

Eq. (30) is named generalized Killing equation of Herglotz type Birkhoffian systems along the dynamical trajectory. Then, we have

Theorem 8   For the Herglotz type Birkhoffian system (1), if there exists a non-singular set of functions Gμ,τ and Λ satisfying generalized Killing Eq. (30), then the system has a first integral such as (9).

If B and Rμ do not contain z, Eq. (28) degenerates into

( R ρ G ρ a μ + R μ a ρ G ρ - B τ a μ - B a μ τ - Λ a μ ) Ω μ ν ( B a ν + R ν t ) - B t τ - B a μ G μ + R μ G μ t - B τ t - Λ t = 0 (31)

and Theorem 8 reduces to

Theorem 9   For the Birkhoffian system (13), if there exists a non-singular set of functions Gμ,τ and Λ satisfying generalized Killing equations (31), then the system has a first integral such as (16).

For classical Hamiltonian system (18), Eq. (31) degenerates into

- H t τ - H q k G k + p k ( G k q s H p s + G k t ) - Λ t - H ( τ q s H p s + τ t ) - Λ q s H p s - ( p k G k p s - H τ p s - Λ p s ) H q s = 0 (32)

and Theorem 9 reduces to

Theorem 10   For the Hamiltonian system (18), if there exists a non-singular set of functions Gs,τ and Λ satisfying generalized Killing equation (32), then the system has a first integral such as (21).

4 Inverse Theorems

Assume that the Herglotz type Birkhoffian system (1) has a first integral

I = I ( t , a μ , z ) = c o n s t . (33)

By differentiating the Eq. (33), we get

d I d t = I t + a ˙ v I a v + ( R ν a ˙ ν - B ) I z = 0 . (34)

Multiply Eq. (1) by (Gμ-a˙μτ), then add it to Eq. (34), and let the coefficient of a˙μ in the resulting equation equal to zero, we get

G μ = - τ ( B a ν + R ν t - R ν z B + R ν B z ) Ω ˜ ν μ

- 1 α ( t ) ( I a ν + I z R ν ) Ω ˜ ν μ ,   μ = 1,2 , , 2 n . (35)

Taking the partial derivative of Eq. (9), we get

Λ a μ = R ν a μ G ν + R ν G ν a μ - B a μ τ - B τ a μ - 1 α ( t ) I a μ , (36)

and

Λ z = R ν z G ν + R ν G ν z - B z τ - B τ z - 1 α ( t ) I z . (37)

Substituting Eqs. (36) and (37) into (24), we get

R ν a μ G ν + R ν z G ν R μ - B a μ τ - B z τ R μ + λ ν Ω ˜ ν μ

- 1 α ( t ) ( I a μ + I z R μ ) = 0 ,   μ = 1,2 , , 2 n (38)

Let Eq. (33) equal the first integral (9), we have

α ( t ) ( R μ G μ - B τ - Λ ) = I . (39)

Hence, we have the theorem below.

Theorem 11   If Herglotz type Birkhoffian system (1) has a first integral (33), then its integrating factors, Gμ and functions τ,Λ and λμ are determined by Eqs. (35), (38) and (39).

Remark 4   Formulas (35), (38) and (39) are (4n+1) equations with (4n+2) variables Gμ,τ,Λ and λμ, and obviously their solutions are not unique. In practical application, we can choose one variable appropriately to obtain the integrating factors Gμ.

If B and Rμ do not contain z, Eqs. (35), (38) and (39) degenerate into

G μ = - τ ( B a ν + R ν t ) Ω ν μ - I a ν Ω ν μ , (40)

R ν a μ G ν - B a μ τ + λ ν Ω ν μ - I a μ = 0 , (41)

R μ G μ - B τ - Λ = I , (42)

and Theorem 11 reduces to

Theorem 12   If the Birkhoffian system (13) has a first integral

I = I ( t , a μ ) = c o n s t . (43)

then its integrating factors Gμ and functions τ,Λ and λμ are determined by Eqs. (40), (41) and (42).

For classical Hamiltonian system (18), Eqs. (40)-(42) degenerate into

G s = H p s τ + λ s + I p s , (44)

p s G s - H τ - Λ = I , (45)

and Theorem 12 reduces to

Theorem 13   If the Hamiltonian system (18) has a first integral

I = I ( t , q s , p s ) = c o n s t (46)

then its integrating factors Gs and functions τ,Λ and λs are determined by Eqs. (44) and (45).

5 Example

Consider a nonconservative system

x ¨ + γ x ˙ + x = 0 ,   γ = c o n s t . (47)

First, we establish Herglotz type Birkhoff's equations. Let a1=x and a2=x˙, then Eq. (47) is reduced to

a ˙ 1 = a 2 ,   a ˙ 2 = - a 1 - γ a 2 . (48)

Eq. (48) can be expressed as a Herglotz type Birkhoffian system[28], where

B = 1 2 [ ( a 1 ) 2 + ( a 2 ) 2 ] + γ z ,   R 1 = a 2 ,   R 2 = 0 (49)

Using Eqs. (4) and (5), we get

( Ω ˜ μ ν ) = ( 0 - 1 1 0 ) = ( Ω μ ν ) (50)

Substituting formulas (49) and (50) into Eq. (1), we get

e γ ( t - t 0 ) ( - a ˙ 2 - a 1 - γ a 2 ) = 0 ,   e γ ( t - t 0 ) ( a ˙ 1 - a 2 ) = 0 (51)

This is Herglotz type Birkhoff's equations corresponding to Eqs. (1).

Second, we study the positive problem of finding conserved quantities. From (23), we have

K 1 = G 2 - a 1 τ - γ a 2 τ ,   K 2 = - a 2 τ (52)

The generalized Killing Eqs. (24) and (25) read

a 2 ( G 1 a 1 + G 1 z a 2 ) - B ( τ a 1 + τ z a 2 ) - Λ a 1 - Λ z a 2 - λ 2 = 0 , (53)

a 2 G 1 a 2 - B τ a 2 - Λ a 2 + λ 1 = 0 (54)

and

a 2 τ ( a 1 + γ a 2 ) + a 2 ( G 2 - a 1 τ - γ a 2 τ ) - a 1 G 1 - a 2 G 2

- γ Λ + a 2 ( G 1 t - G 1 z B ) - B ( τ t - τ z B ) - Λ t

+ Λ z B + λ 1 ( a 1 + γ a 2 ) + λ 2 a 2 = 0 (55)

Eqs. (53)-(55) have the following solutions

G 1 = 1 2 γ a 1 ,   G 2 = 1 2 γ a 2 ,   τ = 0 ,   Λ = γ z , λ 1 = 0 ,   λ 2 = - 1 2 γ a 2 , (56)

G 1 = - 1 2 a 2 ,   G 2 = 0 ,   τ = 0 ,   Λ = 1 2 ( a 1 ) 2 + γ z , λ 1 = 1 2 a 2 ,   λ 2 = - a 1 - γ a 2 (57)

G 1 = 0 ,   G 2 = 1 ,   τ = 0 ,   Λ = 1 2 ( a 1 ) 2 + 1 2 ( a 2 ) 2 + 1 2 a 1 a 2 γ , λ 1 = a 2 + 1 2 γ a 1 ,   λ 2 = - a 1 - 1 2 γ a 2 (58)

G 1 = γ z a 2 - a 1 γ ,   G 2 = 0 ,   τ = 0 ,   Λ = 1 2 ( a 1 ) 2 + 1 2 ( a 2 ) 2 ,

λ 1 = a 2 + γ z a 2 ,   λ 2 = - a 1 (59)

According to Theorem 2, the system has first integrals as follows

I 1 = e γ t e γ t 0 ( 1 2 a 1 a 2 γ - γ z ) (60)

I 2 = - e γ t e γ t 0 [ 1 2 ( a 1 ) 2 + 1 2 ( a 2 ) 2 + γ z ] (61)

I 3 = - e γ t 2 e γ t 0 [ ( a 1 ) 2 + ( a 2 ) 2 + a 1 a 2 γ ] (62)

I 4 = - e γ t e γ t 0 [ 1 2 ( a 1 ) 2 + 1 2 ( a 2 ) 2 + a 1 a 2 γ - γ z ] (63)

Finally, we study the inverse problem. Suppose that the system has a first integral

I = e γ t e γ t 0 ( 1 2 a 1 a 2 γ - γ z ) = c o n s t . (64)

By using equation (35), we get

G 1 = τ a 2 + 1 2 γ a 1 ,   G 2 = - τ a 1 - τ a 2 γ + 1 2 γ a 2 (65)

and by equations (38) and (39), we get

- τ a 1 - τ a 2 γ + λ 2 + 1 2 γ a 2 = 0 (66)

G 1 - τ a 2 - λ 1 - 1 2 γ a 1 = 0 (67)

e γ ( t - t 0 ) ( a 2 G 1 - B τ - Λ ) = e γ ( t - t 0 ) ( 1 2 γ a 1 a 2 - γ z ) (68)

Eqs. (65)-(68) have a total of five equations with six unknowns, so the solutions are not unique.

If we take τ=0, then we obtain

G 1 = 1 2 γ a 1 ,   G 2 = 1 2 γ a 2 ,   Λ = γ z ,   λ 1 = 0 ,   λ 2 = - 1 2 γ a 2 (69)

If we take τ=12, then we obtain

G 1 = 1 2 a 2 + 1 2 γ a 1 ,   G 2 = - 1 2 a 1 ,   λ 1 = 0 ,   λ 2 = 1 2 a 1 ,

Λ = - 1 4 ( a 1 ) 2 + 1 4 ( a 2 ) 2 + 1 2 γ z (70)

6 Conclusion

Conservation laws are crucial in the local description of physical states and kinetic behavior, the reduction of differential equations of motion, and the stability of motion, etc. The integral factors method proposed by Djukić to construct conservation laws is simple, convenient and effective. In this paper, we extended the method to Herglotz Birkhoffian system. The new points of this paper are as follows:

1) Integrating factors of Herglotz type Birkhoffian systems are defined, the necessary condition for the existence of conserved quantities are deduced, the conservation theorems (Theorem 1 and Theorem 2) and their special cases for classical Birkhoffian systems (Theorem 3) and Hamiltonian systems (Theorem 4) are given.

2) Generalized Killing equations are established, from which integrating factors determining conservation laws can be found. According to the necessary condition of conserved quantities and considering the dependence of variables, two ways of determining integrating factors are given, which are summarized as Theorem 5 to Theorem 10.

3) The inverse theorems of conservation theorems are given, that is, if a conserved quantity is known, how to determine its integrating factors. The results are summarized as Theorem 11 to Theorem 13.

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