Open Access
Issue
Wuhan Univ. J. Nat. Sci.
Volume 31, Number 3, June 2026
Page(s) 281 - 290
DOI https://doi.org/10.1051/wujns/2026313281
Published online 24 June 2026

© Wuhan University 2026

Licence Creative CommonsThis is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

0 Introduction

In this paper, we investigate the following nonlinear Schrödinger-Poisson system

{ - Δ u + ω u + V ( x ) u + e ϕ u = | u | p - 2 u ,     x R 3 , - Δ ϕ = e 2 ( u 2 - ρ ( x ) ) ,                               x R 3 , Mathematical equation(1)

where 4<p<6, e>0, ω>0Mathematical equation appears as a Lagrange multiplier, V(x)Mathematical equation is the potential function satisfying assumptions:

( V 1 )    V ( x ) C 1 ( R 3 , R ) ,   V ( x ) 0   o n   R 3 , ( V 2 )   l i m | x | V ( x ) = . Mathematical equation

The doping profile ρ(x)Mathematical equation satisfies assumptions:

( ρ 1 )    ρ ( x ) L 6 5 ( R 3 ) ,   ρ ( x ) 0 ,   a n d   x ρ ( x ) L 6 5 ( R 3 ) , ( ρ 2 )    t h e r e   e x i s t   γ > 2   a n d   C > 0   s u c h   t h a t   ρ ( x ) C 1 + | x | γ Mathematical equation

for xR3.Mathematical equation

The presence of the potential V(x)Mathematical equation significantly influences the functional-analytic framework. If V(x)Mathematical equation is non-radial, unbounded or exhibits complex decay, the compactness of Sobolev embeddings may be compromised, hindering the verification of critical points. Furthermore, if V(x)Mathematical equation tends to negative infinity or possesses deep potential wells, the energy functional may become unbounded below, necessitating additional constraints on V(x)Mathematical equation to ensure well-posedness.

The nonlinear Schrödinger equation arises in quantum mechanics, nonlinear optics and other fields[1]. As an important extension, the Schrödinger-Poisson system combines the interplay between quantum mechanics and electromagnetism, providing a more accurate description of charged particle motion in electromagnetic fields, see Refs. [2-4].

We first review relevant results for the case V(x)=0 Mathematical equationand ρ(x)=0. Mathematical equationConsider the system

{ - Δ u + ω u + ϕ ( x ) u = u p , - Δ ϕ = u 2 , l i m | x | + ϕ ( x ) = 0 . Mathematical equation(2)

Ruiz[5] proved that there exists a positive radial solution to problem (2) with Lagrange multiplier ω=1Mathematical equation provided 2<p<5Mathematical equation. He further showed that no nontrivial solutions exist if p2Mathematical equation. Similar equations have been studied in Refs. [6-8].

When V(x)0Mathematical equation and ρ(x)=0Mathematical equation, the following nonlinear Schrödinger-Poisson system

{ - Δ u + V ( x ) u + λ ϕ ( x ) u = | u | p - 1 u ,       x R 3 , - Δ ϕ = u 2 ,     l i m | x | + ϕ ( x ) = 0 ,                      x R 3 , Mathematical equation(3)

has been extensively studied. Specifically, for the coercive potential V(x)(lim|x|V(x)=)Mathematical equation, Jiang et al[9] demonstrated that problem (3) admits a ground state solution when 1<p<2Mathematical equation provided that the coupling constant λMathematical equation is small enough. In the case where V(x)=1+μg(x)Mathematical equation with

g ( x ) L ( R 3 ) Mathematical equation, Jiang and Zhou[10] established the existence of a ground state solution to problem (3) with 1<p<2Mathematical equation. Furthermore, in Ref. [11], they studied the existence of positive solutions to problem (3) with

V λ ( x ) = λ + 1 | y | a ( 0 a 8 )   a n d   m a x { 2 , 2 + α 2 } < p < 5 . Mathematical equation

Similarly, Azzollini and Pomponio[12] investigated the following nonlinear Schrödinger-Maxwell equations

{ - Δ u + V ( x ) u + ϕ u = | u | p - 1 u ,      x R 3 , - Δ ϕ = u 2 ,                                           x R 3 , Mathematical equation(4)

They proved that when V(x)Mathematical equation is a positive constant, problem (4) admits a ground state solution provided 2p<5Mathematical equation. For a nonconstant potential V(x)Mathematical equation, they showed problem (4) admits a ground state solution under appropriate conditions on V(x)Mathematical equation provided 3p<5Mathematical equation. For other relevant studies on the existence of solutions to nonlinear Schrödinger equations involving potential functions, see Refs. [13-19].

When V(x)=0Mathematical equation and ρ(x)0Mathematical equation, Shan et al[20] investigated the following nonlinear Schrödinger-Newton system

{ - Δ u + u = Φ u ,             x R 3 , - Δ Φ = u 2 + ρ ( x ) ,       x R 3 , Mathematical equation(5)

where ρL65(R3)Mathematical equation is a doping profile. They demonstrated that problem (5) admits a positive ground state solution if ρ(x)0Mathematical equation and ρ65Mathematical equation is small enough.

Recently, based on Ref. [7], Colin and Watanabe[21] investigated the following nonlinear Schrödinger-Poisson system

{ - Δ u + ω u + e ϕ u = | u | p - 1 u ,     x R 3 , - Δ ϕ = e 2 2 ( | u | 2 - ρ ( x ) ) ,         x R 3 , Mathematical equation(6)

where ω>0, e>0Mathematical equation and 2<p<5Mathematical equation. They showed that problem (6) admits a ground state solution provided that there exists ρo>0Mathematical equation (independent of eMathematical equation and ρMathematical equation) such that

e 2 ( ρ 6 5 + x ρ 6 5 + x ( D 2 ρ x ) 6 5 ) ρ 0 . Mathematical equation

Furthermore, Colin and Watanabe[22] studied the existence of stable standing waves to problem (6) in the case of 1<p<73Mathematical equation.

It is noteworthy that investigations involving both the doping profile ρ(x)Mathematical equation and the potential V(x)Mathematical equation remain relatively scarce. Motivated by relevant studies[9,12,21], the main purpose of this paper is to establish the existence of ground state solutions to problem (1). We employ variational methods, constructing an energy functional and analyzing its critical points via the Mountain Pass Lemma[23] and the Palais-Smale condition[24].

Define

E : = { u H 1 ( R 3 ) : R 3 V ( x ) u 2 d x < } , Mathematical equation

equipped with the inner product and norm

u , v E = R 3 ( u v + V ( x ) u v ) d x , u 2 = R 3 ( | u | 2 + V ( x ) u 2 ) d x . Mathematical equation(7)

The energy functional associated with (1) is given by

J ( u ) = 1 2 R 3 | u | 2 d x + ω 2 R 3 u 2 d x + 1 2 R 3 V ( x ) u 2 d x - 1 p R 3 | u | p d x + e 2 D ( u ) , Mathematical equation(8)

where D(u)Mathematical equation is defined as

D ( u ) : = 1 4 R 3 F ( u ) ( u 2 - ρ ( x ) ) d x         = 1 32 π R 3 R 3 ( u 2 ( x ) - ρ ( x ) ) ( u 2 ( y ) - ρ ( y ) ) | x - y | d x d y , Mathematical equation(9)

the nonlocal term F(u)Mathematical equation is defined as

F ( u ) ( x ) = F 1 ( u ) ( x ) + F 2 ( x ) , Mathematical equation(10)

where

F 1 ( u ) ( x ) : = ( - Δ ) - 1 ( | u | 2 2 ) = 1 8 π | x | | u | 2 , Mathematical equation(11)

F 2 ( x ) : = ( - Δ ) - 1 ( - ρ ( x ) 2 ) = - 1 8 π | x | ρ ( x ) . Mathematical equation(12)

Definition 1   We say that uMathematical equation is a ground state solution to system (1) if uMathematical equation has a least energy among all nontrivial solutions of (1), namely u Mathematical equationsatisfies

J ( u ) = i n f { J ( u ) | u H 1 ( R 3 ) ,   J ' ( u ) = 0 } . Mathematical equation(13)

The following is the main result of this paper.

Theorem 1   Assume that 4<p<6Mathematical equation, V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation. Then system (1) admits a ground state solution provided that there exists a small enough constant ρ0>0Mathematical equation such that

e 2 ρ 6 5 ρ 0 Mathematical equation(14)

Remark 1   The coexistence of V(x)Mathematical equation and ρ(x)Mathematical equation complicates proving the Palais-Smale condition and Mountain Pass Lemma. Specifically, in verifying the Palais-Smale condition, although the coercivity of V(x)Mathematical equation is employed to overcome the lack of compactness on R3Mathematical equation, the nonlocal terms introduced by ρ(x)Mathematical equation may disrupt this compactness if ρ65Mathematical equation is too large. Hence, the smallness condition e2ρ65ρ0Mathematical equation is crucial to the variational framework.

Remark 2   When 2<p4Mathematical equation, there are contradictions in proving the Palais-Smale condition and the Mountain Pass Lemma. Therefore, we only consider the case where 4<p<6Mathematical equation.

The paper is organized as follows: In Section 1, we present the necessary preliminary knowledge for subsequent proofs, including the decomposition of the energy functional, estimates of nonlocal terms, scaling properties of nonlocal terms and derivation of Nehari identity and Pohožaev identity. Section 2 is devoted to the proof of our main result. We first verify the boundedness of the functional and the Palais-Smale condition, then employ the Mountain Pass Lemma to prove the existence of a ground state solution (Theorem 1).

1 Preliminaries

The main purpose of this section is to present some lemmas and theorems required for the subsequent analysis, which closely follows the framework established in Refs. [21-22].

Firstly, rewrite the energy functional J(u)Mathematical equation in the following way:

J ( u ) = 1 2 R 3 | u | 2 d x + ω 2 R 3 u 2 d x + 1 2 R 3 V ( x ) u 2 d x - 1 p R 3 | u | p d x + e 2 4 R 3 F 1 ( u ) | u | 2 d x + e 2 4 R 3 F 2 | u | 2 d x - e 2 4 R 3 F 1 ( u ) ρ ( x ) d x - e 2 4 R 3 F 2 ρ ( x ) d x = 1 2 R 3 | u | 2 d x + ω 2 R 3 u 2 d x + 1 2 R 3 V ( x ) u 2 d x - 1 p R 3 | u | p d x + e 2 D 1 ( u ) + 2 e 2 D 2 ( u ) + e 2 D 4 , Mathematical equation

where F1(u), F2Mathematical equation are defined by (11) and (12) respectively and

D 1 ( u ) = 1 4 R 3 F 1 ( u ) | u | 2 d x , Mathematical equation(15)

D 2 ( u ) = - 1 4 R 3 F 1 ( u ) ρ ( x ) d x , Mathematical equation(16)

D 3 ( u ) = 1 4 R 3 F 2 | u | 2 d x , Mathematical equation(17)

D 4 = - 1 4 R 3 F 2 ρ ( x ) d x , Mathematical equation(18)

D 5 ( u ) = 1 2 R 3 F 1 ( u ) x ρ ( x ) d x , Mathematical equation(19)

D 6 = 1 2 R 3 F 2 x ρ ( x ) d x . Mathematical equation(20)

Obviously, by (11) and (12),

D 2 ( u ) = D 3 ( u ) . Mathematical equation(21)

The following lemma is devoted to present some estimates for the nonlocal terms in functional J(u)Mathematical equation.

Lemma 1   For any uE, F1, F2, DiMathematical equation (i=1, 2, 4, 5, 6) satisfy the following estimates:

F 1 ( u ) 6 C u 12 5 2 C u 2 , Mathematical equation(22)

F 2 6 C ρ ( x ) 6 5 , Mathematical equation(23)

D 1 ( u ) C u 12 5 4 C u 4 , Mathematical equation(24)

| D 2 ( u ) | C u 12 5 2 ρ ( x ) 6 5 C u 2 ρ ( x ) 6 5 , Mathematical equation(25)

| D 4 | C ρ ( x ) 6 5 2 , Mathematical equation(26)

| D 5 ( u ) | C u 12 5 2 x ρ ( x ) 6 5 C u 2 x ρ ( x ) 6 5 , Mathematical equation(27)

| D 6 | C ρ ( x ) 6 5 x ρ ( x ) 6 5 . Mathematical equation(28)

Proof   The proofs of (22), (24) and (25) can be found in Lemma 2.2 in Ref. [21]. The proofs of (23), (26), (27) and (28) can be found in Lemma 2.1 in Ref. [22].

We derive the scaling properties of the nonlocal terms D1(u)Mathematical equation and D2(u)Mathematical equation, which is essential in the subsequent proof of the Pohožaev identity.

For a,bRMathematical equation and λ>0Mathematical equation, denote uλ(x):=λau(λbx)Mathematical equation.

Recall that

F 1 ( u ) ( x ) = ( - Δ ) - 1 ( | u ( x ) | 2 2 ) = 1 8 π R 3 | u ( y ) | 2 | x - y | d y . Mathematical equation

Let z=λbyMathematical equation, we have

F 1 ( u λ ) ( x ) = 1 8 π R 3 | u λ ( y ) | 2 | x - y | d y = λ 2 a 8 π R 3 | u ( λ b y ) | 2 | x - y | d y = λ 2 a + b 8 π R 3 | u ( λ b y ) | 2 | λ b x - λ b y | d y = λ 2 a - 2 b 8 π R 3 | u ( z ) | 2 | λ b x - z | d z = λ 2 a - 2 b F 1 ( u ) ( λ b x ) . Mathematical equation(29)

Thus

D 1 ( u λ ) = 1 4 R 3 F 1 ( u λ ) ( x ) | u λ ( x ) | 2 d x = λ 4 a - 2 b 4 R 3 F 1 ( u ) ( λ b x ) | u ( λ b x ) | 2 d x = λ 4 a - 5 b 4 R 3 F 1 ( u ) ( x ) | u ( x ) | 2 d x = λ 4 a - 5 b D 1 ( u ) . Mathematical equation(30)

Similarly,

D 2 ( u λ ) = - 1 4 R 3 F 1 ( u λ ) ρ ( x ) d x = - λ 2 a - 2 b 4 R 3 F 1 ( u ) ( λ b x ) ρ ( x ) d x   = - λ 2 a - 5 b 4 R 3 F 1 ( u ) ρ ( λ - b x ) d x . Mathematical equation(31)

By the Hölder inequality and (22), it follows that

| D 2 ( u λ ) | λ 2 a - 5 b 4 F 1 ( u ) 6 ρ ( λ - b x ) 6 5 C λ 2 a - 5 2 b ρ 6 5 u 12 5 2 . Mathematical equation(32)

In order to prove the existence of solutions, we establish the Nehari identity and the Pohožaev identity associated with (1).

Lemma 2[21] Suppose uEMathematical equation is a solution to problem (1). Then uMathematical equation satisfies the Nehari identity N(u)=0Mathematical equation and the Pohožaev identity P(u)=0Mathematical equation, where

N ( u ) = R 3 | u | 2 d x + ω R 3 u 2 d x + R 3 V ( x ) u 2 d x               - R 3 | u | p d x + 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) , Mathematical equation(33)

and

P ( u ) = 1 2 R 3 | u | 2 d x + 3 ω 2 R 3 | u | 2 d x + 3 2 R 3 V ( x ) | u | 2 d x + 1 2 R 3 u 2 x V ( x ) d x + 5 e 2 4 R 3 F ( u ) ( | u | 2 - ρ ( x ) ) d x - e 2 2 R 3 F ( u ) x ρ ( x ) d x - 3 p R 3 | u | p d x . Mathematical equation(34)

Proof   Firstly, observe that, for any φEMathematical equation,

J ' ( u ) φ = 3 u φ d x + ω R 3 u φ d x + R 3 V ( x ) u φ d x - R 3 | u | p - 1 φ d x + e 2 4 R 3 F ' ( u ) φ ( | u | 2 - ρ ( x ) ) d x + e 2 2 R 3 F ( u ) u φ d x , Mathematical equation(35)

where F(u)Mathematical equation is defined by (10).

For any uEMathematical equation, by the definition of FMathematical equation, we have

F ' ( u ) = F 1 ' ( u ) . Mathematical equation(36)

It is easy to check that, for any φEMathematical equation,

F 1 ' ( u ) φ = 1 8 π l i m t 0 R 3 | u ( y ) + t φ ( y ) | 2 - | u ( y ) | 2 t | x - y | d y                 = 1 8 π l i m t 0 R 3 2 u ( y ) φ ( y ) + t φ 2 ( y ) | x - y | d y = 1 4 π R 3 u ( y ) φ ( y ) | x - y | d y . Mathematical equation(37)

Therefore

F ' ( u ) u = F 1 ' ( u ) u = 1 4 π R 3 u ( y ) 2 | x - y | d y = ( - Δ ) - 1 ( u 2 ) = 2 F 1 ( u ) . Mathematical equation(38)

Thus, by (21) and (38), we obtain

e 2 4 R 3 F ' ( u ) u ( u 2 - ρ ( x ) ) d x + e 2 2 R 3 F ( u ) u 2 d x = e 2 2 R 3 F 1 ( u ) ( u 2 - ρ ( x ) ) d x + e 2 2 R 3 F 1 ( u ) u 2 d x + e 2 2 R 3 F 2 | u | 2 d x = e 2 R 3 F 1 ( u ) u 2 d x - e 2 2 R 3 F 1 ( u ) ρ ( x ) d x + e 2 2 R 3 F 2 u 2 d x = e 2 R 3 F 1 ( u ) u 2 d x - e 2 R 3 F 1 ( u ) ρ ( x ) d x = 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) , Mathematical equation

which leads to (33) holds.

Now, prove (34) by argument similarly as in Refs. [21,25].

Consider uλ(x)=u(xλ)Mathematical equation with a=0Mathematical equation and b=-1Mathematical equation. Then, from (30) and (31), we deduce that

J ( u λ ) = 1 2 R 3 | u λ | 2 d x + ω 2 R 3 u λ 2 d x + 1 2 R 3 V ( x ) u λ 2 d x - 1 p R 3 u λ p d x + e 2 D 1 ( u λ ) + 2 e 2 D 2 ( u λ ) + e 2 D 4 = λ 2 R 3 | u | 2 d x + λ 3 ω 2 R 3 u 2 d x + λ 3 2 R 3 V ( λ x ) u 2 d x - λ 3 p R 3 u p d x + e 2 λ 5 D 1 ( u ) - λ 5 e 2 2 R 3 F 1 ( u ) ρ ( λ x ) d x + e 2 D 4 , Mathematical equation(39)

where D1(u), D2(u), D4Mathematical equation are defined by (15), (16) and (18) respectively.

By D(u)=D1(u)+2D2(u)+D4Mathematical equation and (39), it follows that

0 = d d λ J ( u λ ) | λ = 1 = 1 2 R 3 | u | 2 d x + 3 ω 2 R 3 u 2 d x + 3 2 R 3 V ( x ) u 2 d x + 1 2 R 3 u 2 x V ( x ) d x - 3 p R 3 u p d x + 5 e 2 D 1 ( u ) + 10 e 2 D 2 ( u ) - e 2 D 5 ( u ) = 1 2 R 3 | u | 2 d x + 3 ω 2 R 3 u 2 d x + 3 2 R 3 V ( x ) | u | 2 d x + 1 2 R 3 u 2 x V ( x ) d x - 3 p R 3 | u | p d x - e 2 2 R 3 F ( u ) x ρ ( x ) d x + 5 e 2 D ( u ) - 5 e 2 D 4 + e 2 D 6 , Mathematical equation(40)

where D5(u), D6Mathematical equation are defined by (19) and (20) respectively, which we use the fact that

e 2 2 R 3 F ( u ) x ρ ( x ) d x = e 2 D 5 ( u ) + e 2 D 6 . Mathematical equation

Denote

K = - 5 e 2 D 4 + e 2 D 6 = 5 e 2 4 R 3 F 2 ( x ) ρ ( x ) d x + e 2 2 R 3 F 2 ( x ) x ρ ( x ) d x . Mathematical equation

By the definition of F2Mathematical equation (see (12)) and integration by parts, we have

- Δ F 2 ( x ) = - ρ ( x ) 2   a n d   R 3 | F 2 | 2 d x = - 1 2 R 3 F 2 ρ ( x ) d x . Mathematical equation

Thus

R 3 F 2 x ρ d x = - 3 F 2 x ρ d x - 3 R 3 F 2 ρ d x = - 2 3 F 2 x Δ F 2 d x - 3 R 3 F 2 ρ d x = 2 3 ( F 2 x ) F 2 d x - 3 R 3 F 2 ρ d x = 2 R 3 | F 2 | 2 d x + 2 R 3 x ( 1 2 | F 2 | 2 ) d x - 3 R 3 F 2 ρ d x = 2 R 3 | F 2 | 2 d x - 3 R 3 | F 2 | 2 d x - 3 R 3 F 2 ρ d x = - R 3 | F 2 | 2 d x - 3 R 3 F 2 ρ d x = - 5 2 R 3 F 2 ρ d x . Mathematical equation

We deduce that K = 0Mathematical equation. Using (40), we obtain (34).

Theorem 2[26] Let XMathematical equation be a real Banach space with its dual space X'Mathematical equation and suppose that JC1(X,R)Mathematical equation satisfies

m a x { J ( 0 ) ,   J ( ψ ) } ξ < η i n f u X = ϱ J ( u ) , Mathematical equation(41)

for some ξ<η, ϱ>0Mathematical equation and ψXMathematical equation with ψX>ϱMathematical equation. Let cηMathematical equation be characterized by

c = i n f γ Γ m a x s [ 0,1 ] J ( γ ( s ) ) , Mathematical equation(42)

where Γ={γC([0,1],X): γ(0)=0, γ(1)=ψ}Mathematical equation is the set of continuous paths joining 0 and ψMathematical equation. Then there exists a sequence {un}XMathematical equation such that

J ( u n ) c η   a n d   ( 1 + u n X ) J ' ( u n ) X ' 0   a s   n . Mathematical equation(43)

2 Proof of Theorem 1

In this section, we investigate the existence of ground state solutions when 4<p<6Mathematical equation and provide the proof of Theorem 1.

Definition 2   Let EMathematical equation be a real Banach space and J:ER Mathematical equation be a Fréchet differentiable functional, and its Fréchet derivative denoted by J':EE*Mathematical equation (where E*Mathematical equation is the dual space of EMathematical equation). The Nehari manifold associated with the energy functional JMathematical equation is defined as follows

N = { u E \ { 0 } | J ' ( u ) u = 0 } . Mathematical equation

In order to establish our result, we adopt the following approach: we seek the minimizer of functional (8) constrained to the Nehari manifold

N = { u E \ { 0 } | N ( u ) = 0 } , Mathematical equation

where

N ( u ) = R 3 | u | 2 d x + ω R 3 u 2 d x + R 3 V ( x ) u 2 d x - R 3 | u | p d x + 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) , = u 2 + ω u 2 2 - u p p + 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) . Mathematical equation(44)

Lemma 3[12] Assume that 4<p<6,Mathematical equation V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation. Then the following hold:

ⅰ) For any u0Mathematical equation, there exists a unique number t¯>0Mathematical equation such that t¯uNMathematical equation and J(t¯u)=maxt0J(tu),Mathematical equation

ⅱ) there exists a positive constant CMathematical equation, such that for all uN, upC,Mathematical equation

ⅲ) NMathematical equation is a C1Mathematical equation manifold,

provided that (14) holds with ρ0Mathematical equation small enough.

Proof   Assertions ⅰ) and ⅱ) follow from standard arguments (see Ref. [27]). We now prove ⅲ).

For any uEMathematical equation, observe that

N ( u ) = 4 J ( u ) - u 2 - ω u 2 2 - p - 4 p u p p - 4 e 2 D 2 ( u ) - 4 e 2 D 4 . Mathematical equation

By (14), (25) and assertion ⅱ), for any uNMathematical equation, we have

N ' ( u ) u = - 2 u 2 - 2 ω u 2 2 - ( p - 4 ) u p p - 4 e 2 D 2 ' ( u ) u = - 2 u 2 - 2 ω u 2 2 - ( p - 4 ) u p p - 8 e 2 D 2 ( u ) - 2 u 2 + C e 2 ρ 6 5 u 2 - C ( - 2 + C ρ 0 ) u 2 - C , Mathematical equation

which we use the fact that D2'(u)u=2D2(u).Mathematical equation

Choose ρ0>0Mathematical equation small enough such that

- 2 + C ρ 0 < 0 . Mathematical equation

Thus, it follows that

N ' ( u ) u - C < 0 . Mathematical equation

The Nehari manifold NMathematical equation is a natural constraint for the functional JMathematical equation. Therefore, we only need to seek critical points of JMathematical equation on NMathematical equation.

Now, denote the ground state energy of system (1) by

c 0 : = i n f u N J ( u ) Mathematical equation

Lemma 4   Assume that 4<p<6Mathematical equation, V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation Then there exists constant δ1>0Mathematical equation such that for any uNMathematical equation,

J ( u ) δ 1 u 2 Mathematical equation(45)

provided that (14) holds with ρ0>0Mathematical equation small enough.

Proof   Since uNMathematical equation, observe that

u p p = u 2 + ω u 2 2 + 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) . Mathematical equation(46)

Combining with (46) and using (14) and (25), we obtain

J ( u ) = 1 2 u 2 + ω 2 u 2 2 - 1 p [ u 2 + ω u 2 2 + 4 e 2 D 1 ( u ) + 4 e 2 D 2 ( u ) ] + e 2 D 1 ( u ) + 2 e 2 D 2 ( u ) + e 2 D 4 = ( 1 2 - 1 p ) ( u 2 + ω u 2 2 ) + ( 1 - 4 p ) e 2 D 1 ( u ) + ( 2 - 4 p ) e 2 D 2 ( u ) + e 2 D 4 ( 1 2 - 1 p ) u 2 - C ( 2 - 4 p ) e 2 ρ 6 5 u 2 [ ( 1 2 - 1 p ) - C ( 2 - 4 p ) ρ 0 ] u 2 . Mathematical equation(47)

Now, choose ρ0>0Mathematical equation small enough such that

( 1 2 - 1 p ) - C ( 2 - 4 p ) ρ 0 > 1 4 ( 1 2 - 1 p ) > 0 . Mathematical equation(48)

Substituting (48) into (47) yields

J ( u ) 1 4 ( 1 2 - 1 p ) u 2 δ 1 u 2 , Mathematical equation(49)

which completes the proof of (45).

Lemma 5   Assume that 4<p<6Mathematical equation, V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation. Then there exists constant σ>0Mathematical equation such that

i n f u = σ J ( u ) > 0 , Mathematical equation(50)

provided that (14) holds with ρ0>0Mathematical equation small enough.

Proof   It follows from Ref. [9] that the embedding EH1(R3)Mathematical equation is continuous. According to the embedding result in Ref. [15], we derive that

u q C u , Mathematical equation(51)

where 2q<6Mathematical equation.

From (14), (25) and (51), it follows that

J ( u ) | u = σ 1 2 σ 2 - C 2 e 2 ρ 6 5 σ 2 - C p σ p 1 2 σ 2 - C 2 ρ 0 σ 2 - C p σ p = 1 8 σ 2 + ( 3 8 - C 2 ρ 0 ) σ 2 - C p σ p . Mathematical equation(52)

We now choose the constant ρ0>0Mathematical equation small enough such that

3 8 - C 2 ρ 0 > 1 4 . Mathematical equation

By (52), we get

J ( u ) | u = σ 1 8 σ 2 + 1 4 σ 2 - C p σ p = 1 8 σ 2 + ( 1 4 - C p σ p - 2 ) σ 2 . Mathematical equation(53)

Fix ρ0Mathematical equation, choose σ>0Mathematical equation small enough such that

1 4 - C p σ p - 2 > 0 . Mathematical equation

Consequently

J ( u ) | u = σ 1 8 σ 2 + ( 1 4 - C p σ p - 2 ) σ 1 8 σ 2 > 0 , Mathematical equation(54)

which completes the proof of (50).

Lemma 6   (Energy tends to negative infinity) Assume that 4<p<6Mathematical equation. V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation. Then there exists u0E\{0}Mathematical equation, such that

J ( t u 0 ) -    a s    t . Mathematical equation

Proof   Fixing u0E\{0}Mathematical equation, then

J ( t u 0 ) = t 2 2 u 0 2 + ω t 2 2 u 0 2 2 - t p p u 0 p p + e 2 t 4 4 R 3 F 1 ( u 0 ) u 0 2 d x - e 2 t 2 2 R 3 F 1 ( u 0 ) ρ ( x ) d x + e 2 4 R 3 F 2 ρ ( x ) d x - , Mathematical equation

as tMathematical equation, since 4<p<6Mathematical equation.

Theorem 3   Assume that 4<p<6Mathematical equation, V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation, then the energy functional JMathematical equation satisfies the Palais-Smale (PS) condition in EMathematical equation; that is, any sequence {un}EMathematical equation satisfying

J ( u n ) C   a n d   J ' ( u n ) 0 , Mathematical equation(55)

admits a strongly convergent subsequence provided that (14) holds with ρ0>0Mathematical equation small enough.

Proof   The proof is divided into four steps.

Step 1   Firstly, we prove that unMathematical equation is bounded in EMathematical equation.

Let {un}EMathematical equation satisfy

J ( u n ) C   a n d   J ' ( u n ) 0 . Mathematical equation(56)

By (25), (33) and (14), we have

J ( u n ) - 1 4 J ' ( u n ) u n = 1 4 u n 2 + ω 4 u n 2 2 + ( 1 4 - 1 p ) u n p p + e 2 D 2 ( u n ) + e 2 D 4 1 4 u n 2 - C e 2 ρ 6 5 u n 2 ( 1 4 - C ρ 0 ) u n 2 . Mathematical equation

Choose ρ0>0Mathematical equation small enough such that

1 4 - C ρ 0 1 8 . Mathematical equation

Consequently

1 8 u n 2 J ( u n ) - 1 4 J ' ( u n ) u n C . Mathematical equation

Therefore, the sequence {un}Mathematical equation is bounded in EMathematical equation. By the embedding EH1(R3)Mathematical equation is continuous, then the sequence is also bounded in H1(R3)Mathematical equation.

Step 2   Compactness analysis. Since {un}Mathematical equation is bounded in EMathematical equation and the embedding ELq(R3)Mathematical equation is compact for 2q<6Mathematical equation. Therefore, there exists a subsequence (still denoted by {un}Mathematical equation) such that

u n u   i n   E , Mathematical equation

and

u n u   i n   L q ( R 3 ) . Mathematical equation(57)

Step 3   Non-local term convergence. We now establish the convergence of the nonlocal terms D1(un)Mathematical equation and D2(un)Mathematical equation. The argument for D2(un)Mathematical equation is analogous to that for D1(un)Mathematical equation. Thus, we give the detailed proof for D1(un)Mathematical equation only.

By (22), the mapping F1:L125(R3)L6(R3)Mathematical equation is continuous.

Applying (57) together with the Hölder inequality yields

F 1 ( u n ) - F 1 ( u ) 6 C u n 2 - u 2 6 5 C u n - u 12 5 ( u n 12 5 + u 12 5 ) 0 . Mathematical equation(58)

Combining (58) and the Hölder inequality, we deduce

| R 3 F 1 ( u n ) u n 2 - F 1 ( u ) u 2 d x | F 1 ( u n ) - F 1 ( u ) 6 u n 2 6 5 + F 1 ( u ) 6 u n 2 - u 2 6 5 F 1 ( u n ) - F 1 ( u ) 6 u n 2 6 5 + F 1 ( u ) 6 u n - u 12 5 ( u n 12 5 + u 12 5 ) 0 . Mathematical equation

Recalling the definition of D1(u)Mathematical equation (see (15)), it follows that

D 1 ( u n ) D 1 ( u ) . Mathematical equation(59)

By a similar argument, we have

D 2 ( u n ) D 2 ( u ) . Mathematical equation(60)

Step 4   Strong convergence verification. We now prove that unuMathematical equation in EMathematical equation. From the Palais-Smale condition J'(un)0Mathematical equation and unuMathematical equation in EMathematical equation, we have

J ' ( u n ) ( u n - u ) = 3 u n ( u n - u ) d x + R 3 V ( x ) u n ( u n - u ) d x + ω R 3 u n ( u n - u ) d x - R 3 | u n | p - 2 u n ( u n - u ) d x + e 2 R 3 F 1 ( u n ) u n ( u n - u ) d x + e 2 R 3 F 2 u n ( u n - u ) d x = G 1 + G 2 + G 3 - G 4 + G 5 + G 6 Mathematical equation

= o ( 1 ) . Mathematical equation(61)

We proceed to analyze each term in the expansion of J'(un)(un-u)Mathematical equation separately.

G 1 + G 2 = 3 u n ( u n - u ) d x + R 3 V ( x ) u n ( u n - u ) d x = R 3 ( | u n | 2 + V ( x ) | u n | 2 ) d x - R 3 ( u n u + V ( x ) u n u ) d x Mathematical equation

= u n 2 - u n , u E , Mathematical equation(62)

where ,EMathematical equationdenotes the inner product in EMathematical equation.

G 3 = ω R 3 u n ( u n - u ) d x = ω ( u n 2 2 - R 3 u n u d x ) . Mathematical equation(63)

By (57) and Hölder inequality, we have

| G 4 | = | R 3 | u n | p - 2 u n ( u n - u ) d x | | u n | p - 1 p p - 1 u n - u p = u n p p - 1 u n - u p Mathematical equation

C u n - u p 0 . Mathematical equation(64)

Similarly, applying the Hölder inequality together with (57) and (59), we obtain

| G 5 | = | e 2 R 3 F 1 ( u n ) u n ( u n - u ) d x | e 2 F 1 ( u n ) 6 u n 12 5 u n - u 12 5 C u n - u 12 5 0 . Mathematical equation(65)

An analogous argument, by (57), (60) and Hölder inequality, yields

| G 6 | = | e 2 R 3 F 2 u n ( u n - u ) d x | C F 2 6 u n 12 5 u n - u 12 5 0 . Mathematical equation(66)

Substituting the above results into (61), we get

J ' ( u n ) ( u n - u ) = u n 2 - u n , u E + ω ( u n 2 2 - R 3 u n u d x ) - G 3 + G 4 + G 5 = u n 2 - u n , u E + ω ( u n 2 2 - u n , u ) + o ( 1 ) = o ( 1 ) . Mathematical equation(67)

Since unuMathematical equation in E Mathematical equationand unuMathematical equation in Lq(R3)Mathematical equation for 2q<6Mathematical equation, it follows that

u n , u E u 2   a n d   u n , u u 2 2 . Mathematical equation(68)

Substituting (68) into (67) yields

u n 2 - u 2 + ω ( u 2 2 - u 2 2 ) = o ( 1 ) ( n ) . Mathematical equation(69)

By the weak lower semicontinuity of norms

u 2 l i m i n f n u n 2   a n d   u 2 2 l i m i n f n u n 2 2 . Mathematical equation(70)

From (69) and (70), it follows that the following conditions hold

l i m n u n 2 = u 2   a n d   l i m n u n 2 2 = u 2 2 . Mathematical equation

Consequently

u n - u 2 = u n 2 - 2 u n , u E + u 2 u 2 - 2 u 2 + u 2 = 0   ( n ) . Mathematical equation(71)

Therefore, unu Mathematical equationin EMathematical equation, combined with the continuity of the embedding EH1(R3)Mathematical equation, which implies unuMathematical equation in H1(R3)Mathematical equation.

Theorem 4   Assume that 4<p<6Mathematical equation. V(x)Mathematical equation satisfies (V1)-(V2)Mathematical equation and ρMathematical equation satisfies (ρ1)-(ρ2)Mathematical equation. Then system (1) admits aground state solution provided that there exists a small enough constant ρ0>0Mathematical equation such that (14) holds.

Proof   By Lemma 5, there exist constants ρ0Mathematical equation small enough and σ>0Mathematical equation, such that

i n f u = σ J ( u ) > 0 . Mathematical equation

By Lemma 6, there exists u0E\{0}Mathematical equation, such that

J ( t u 0 ) -   a s   t . Mathematical equation

Define ψ=t0u0 Mathematical equationfor large enough t0>0 Mathematical equation, we get

J ( ψ ) < 0 Mathematical equation

Thus, JMathematical equation satisfies the mountain pass geometric structure.

Define the mountain-pass level

c = i n f γ Γ m a x s [ 0,1 ] J ( γ ( s ) ) , Mathematical equation(72)

where Γ={γC([0,1],E): γ(0)=0,γ(1)=ψ}.Mathematical equation

By the Mountain Pass Lemma (Theorem 2), there exists a sequence {un}EMathematical equation such that

J ( u n ) c η   a n d   ( 1 + u n ) J ' ( u n ) E ' 0 . Mathematical equation

Since JMathematical equation satisfies Palais-Smale condition, there exists uEMathematical equation such that

u n u   i n   E , Mathematical equation

By the continuity of JMathematical equation and J'Mathematical equation, we have

J ( u n ) J ( u ) = c η > 0   a n d   J ' ( u n ) J ' ( u ) = 0 ( n ) . Mathematical equation

Consequently, uMathematical equation is a critical point of JMathematical equation.

We now prove that u0Mathematical equation.

By contradiction, suppose that u=0Mathematical equation, it follow that

J ( u ) = J ( 0 ) = e 2 D 4 . Mathematical equation

By (26) and (14), we get

J ( 0 ) = e 2 D 4 C ρ 6 5 2 C ρ 0 2 . Mathematical equation

Now choose ρ0>0 Mathematical equationsmall enough such that

C ρ 0 2 < η c . Mathematical equation

Consequently

J ( u ) = J ( 0 ) = c η > C ρ 0 2 > e 2 D 4 = J ( 0 ) , Mathematical equation

which is a contradiction. Therefore,uMathematical equation is nontrivial critical point.

Following the proof approach of Theorem 1.4 in Ref. [12], we show that uMathematical equation is a ground state solution.

Take a minimizing sequence {un}NMathematical equation, such that

l i m n J ( u n ) = c 0 . Mathematical equation(73)

By (73), we may assume (see Ref. [28]) that {un}Mathematical equation is a Palais-Smale sequence for J|N.Mathematical equation Consequently, it follows directly that {un} Mathematical equationis a Palais-Smale sequence for JMathematical equation. Since JMathematical equation satisfies the Palais-Smale condition (Theorem 3), there exists u0E Mathematical equationsuch that

u n u 0   i n   E , Mathematical equation(74)

combined with the continuity of JMathematical equation, J'Mathematical equation implies that

J ( u n ) J ( u 0 ) = c 0   a n d   J ' ( u 0 ) u 0 = l i m n J ' ( u n ) u n = 0 , Mathematical equation

so u0NMathematical equation.

Consequently, by (73) and (74), we get

c 0 J ( u 0 ) l i m i n f n J ( u n ) = c 0 , Mathematical equation

then u0Mathematical equation is a ground state solution of system (1).

It is noteworthy that c=c0Mathematical equation (see Lemma 2.8 in Ref. [12]). For the proof concerning the existence of ground state solutions, we also refer the reader to Lemma 2.4 in Ref. [20].

In conclusion, by Lemma 5 and Lemma 6, energy functional JMathematical equation satisfies the conditions of the Mountain Pass Lemma. By the Palais-Smale condition (Theorem 3), there exists a critical point uEMathematical equation, which is a non-trivial solutions of the system, then the ground state solution can be obtained by Theorem 4.

References

  1. Carles R. Remarks on nonlinear Schrödinger equations with harmonic potential[J]. Annales Henri Poincaré, 2002, 3(4): 757-772. [Google Scholar]
  2. Benci V, Fortunato D. Solitons in Schrödinger-Maxwell equations[J]. Journal of Fixed Point Theory and Applications, 2014, 15(1): 101-132. [Google Scholar]
  3. Kaiser H C, Rehberg J. About a one-dimensional stationary Schrödinger-Poisson system with Kohn-Sham potential[J]. Zeitschrift für Angewandte Mathematik und Physik (ZAMP), 1999, 50(3): 423-458. [Google Scholar]
  4. Mauser N J. The Schrödinger-Poisson-Xα equation[J]. Applied Mathematics Letters, 2001, 14(6): 759-763. [Google Scholar]
  5. Ruiz D. The Schrödinger-Poisson equation under the effect of a nonlinear local term[J]. Journal of Functional Analysis, 2006, 237(2): 655-674. [Google Scholar]
  6. Benguria R, Brezis H, Lieb E H. The Thomas-Fermi-von Weizsäcker theory of atoms and molecules[J]. Communications in Mathematical Physics, 1981, 79(2): 167-180. [Google Scholar]
  7. Colin M, Watanabe T. Standing waves for the nonlinear Schrödinger equation coupled with the Maxwell equation[J]. Nonlinearity, 2017, 30(5): 1920-1947. [Google Scholar]
  8. Lieb E H. Thomas-Fermi and related theories of atoms and molecules[J]. Reviews of Modern Physics, 1981, 53(4): 603-641. [Google Scholar]
  9. Jiang Y S, Wang Z P, Zhou H S. Positive solutions for Schrödinger-Poisson-Slater system with coercive potential[J]. Topological Methods in Nonlinear Analysis, 2021, 57: 427-439. [Google Scholar]
  10. Jiang Y S, Zhou H S. Schrödinger-Poisson system with steep potential well[J]. Journal of Differential Equations, 2011, 251(3): 582-608. [Google Scholar]
  11. Jiang Y S, Zhou H S. Schrödinger-Poisson system with singular potential[J]. Journal of Mathematical Analysis and Applications, 2014, 417(1): 411-438. [Google Scholar]
  12. Azzollini A, Pomponio A. Ground state solutions for the nonlinear Schrödinger-Maxwell equations[J]. Journal of Mathematical Analysis and Applications, 2008, 345(1): 90-108. [Google Scholar]
  13. Abdullah Qadha S, Chen H B, Qadha M A. Existence of ground state solutions for choquard equation with the upper critical exponent[J]. Fractal and Fractional, 2023, 7(12): 840. [Google Scholar]
  14. Azzollini A. The planar Schrödinger-Poisson system with a positive potential[J]. Nonlinearity, 2021, 34(8): 5799-5820. [Google Scholar]
  15. Du M. Positive solutions for the Schrödinger-Poisson system with steep potential well[J]. Communications in Contemporary Mathematics, 2023, 25(10): 2250056. [Google Scholar]
  16. Meng Y X, Zhang X R, He X M. Ground state solutions for a class of fractional Schrodinger-Poisson system with critical growth and vanishing potentials[J]. Advances in Nonlinear Analysis, 2020, 10(1): 1328-1355. [Google Scholar]
  17. Peng X Q, Rizzi M. Normalized solutions of mass supercritical Schrödinger-Poisson equation with potential[J]. Calculus of Variations and Partial Differential Equations, 2025, 64(5): 152. [Google Scholar]
  18. Ruiz D, Vaira G. Cluster solutions for the Schrödinger-Poisson-Slater problem around a local minimum of the potential[J]. Revista Matemática Iberoamericana, 2011, 27(1): 253-271. [Google Scholar]
  19. Zhong X X, Zou W M. A new deduction of the strict sub-additive inequality and its application: Ground state normalized solution to Schrödinger equations with potential[J]. Differential and Integral Equations, 2023, 36(1/2):133-160. [Google Scholar]
  20. Shan L Y, Shuai W, Ye J H. Existence of positive solution for Schrödinger-Newton system with a doping profile[J]. Calculus of Variations and Partial Differential Equations, 2025, 65(1): 25. [Google Scholar]
  21. Colin M, Watanabe T. Ground state solutions for Schrödinger-Poisson system with a doping profile[EB/OL]. [2025-10-15]. https://arXivpreprintarXiv:2411.02103. [Google Scholar]
  22. Colin M, Watanabe T. Stable standing waves for nonlinear Schrödinger-Poisson system with a doping profile[J]. Nonlinearity, 2025, 38(11): 115019. [Google Scholar]
  23. Vu N. Mountain pass theorem and nonuniformly elliptic equations[J]. Vietnam J Math, 2005, 33: 391-402. [Google Scholar]
  24. Gordon W B. Physical variational principles which satisfy the Palais-Smale condition[J]. Bulletin of the American Mathematical Society, 1972, 78(5): 712-716. [Google Scholar]
  25. Cazenave T. Semilinear Schrödinger Equations[M]. Providence, Rhode Island: American Mathematical Society, 2003. [Google Scholar]
  26. Ekeland I. Convexity Methods in Hamiltonian Mechanics[M]. Berlin: Springer-Verlag, 1990. [Google Scholar]
  27. Rabinowitz P H. On a class of nonlinear Schrödinger equations[J]. Zeitschrift für Angewandte Mathematik und Physik (ZAMP), 1992, 43(2): 270-291. [Google Scholar]
  28. Willem M. Progress in Nonlinear Differential Equations and Their Applications[M]. Boston: Birkhäuser, 1996. [Google Scholar]

Current usage metrics show cumulative count of Article Views (full-text article views including HTML views, PDF and ePub downloads, according to the available data) and Abstracts Views on Vision4Press platform.

Data correspond to usage on the plateform after 2015. The current usage metrics is available 48-96 hours after online publication and is updated daily on week days.

Initial download of the metrics may take a while.