Issue |
Wuhan Univ. J. Nat. Sci.
Volume 29, Number 6, December 2024
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Page(s) | 499 - 507 | |
DOI | https://doi.org/10.1051/wujns/2024296499 | |
Published online | 07 January 2025 |
Mathematics
CLC number: O177.2
Property (ω) and Hypercyclic Property for Operators
(ω)性质与算子的亚循环性
1 School of Mathematics and Statistics, Weinan Normal University, Weinan 714099, Shaanxi, China
2 School of Mathematics and Statistics, Shaanxi Normal University, Xi'an 710062, Shaanxi, China
Received:
26
February
2024
By means of the new spectrum defined with respect to the property of Consistence in Fredholm and Index (CFI) around an operator, we establish the necessary and sufficient conditions for a bounded linear opeator defined on a Hilbert space satisfying the property or hypercyclic property. Moreover, the relation between the operators which satisfy the property and hypercyclic (supercyclic) property is discussed.
摘要
根据算子周围的一致Fredholm指标性质定义新的谱集, 利用该谱集刻画了Hilbert空间上有界线性算子的性质或亚循环性质。此外, 研究了满足性质的算子类和具有亚(超)循环性质的算子类之间的关系。
Key words: property (ω) / consistence in Fredholm and index / hypercyclic operators / supercycilc operators
关键字 : (ω)性质 / 一致Fredholm指标性质 / 亚循环算子 / 超循环算子
Cite this article: DAI Lei, YI Jialu. Property (ω) and Hypercyclic Property for Operators[J]. Wuhan Univ J of Nat Sci, 2024, 29(6): 499-507.
Biography: DAI Lei, male, Ph.D., Professor, research direction: operator theory. E-mail: leidai@yeah.net
Foundation item: Supported by the National Natural Science Foundation of China (11501419) and the Natural Science Basic Research Plan in Shaanxi Province of China(2021JM-519)
© Wuhan University 2024
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
0 Introduction
In this paper, let denote the set of complex numbers, the set of nonnegative integer, the closed unit disc and the unit circle. Let denote the algebra of all bounded linear operators (finite rank operators) acting on a complex, separable, infinite dimensional Hilbert space . For an operator , we denote by and the spectrum, the kernel and the range of , respectively. Also, we write ,dim and codim If is closed and () is finite, then is called an upper (a lower) semi-Fredholm operator. And the upper semi-Fredholm operators and the lower semi-Fredholm operators are called semi-Fredholm operators. If is a semi-Fredholm operator, the index of is written as In particular, if is a semi-Fredholm operator with , then is said to be a bounded below operator. Moreover, if is upper semi-Fredholm with , then we call that is an upper Weyl operator. The semi-Fredholm spectrum ,the approximate point spectrum and the essential approximate point spectrum are defined[1,2] by
and let
If and are finite, then we call that is a Fredholm operator (Ref.[1], Theorem 1.53). Particularly, if is a Fredholm operator with , then is called a Weyl operator. Moreover, if is a Fredholm operator of finite ascent asc(T) and descent des(T), then is called a Browder operator (Ref.[2], Chapter III, Definition 6), where
As we all know, if is not invertible, then is Browder if and only if is semi-Fredholm and is the boundary point of (Ref.[3], Theorem 7.9.3). The classes of operators defined above generate the following spectra: the Weyl spectrum and the Browder spectrum are defined by
and let , .
It is easy to prove and , where . From Ref.[4], we know if commutes with , then . is denoted by the set of all normal eigenvalues, that is . Then we have , where denotes the set of all isolated points of .
Recall that Weyl's theorem holds for when the complement of the Weyl spectrum in the spectrum coincide with the set , where is denoted by all the isolated points of and these points are eigenvalues with finite multiplicity. In 1909, Weyl[5] discovered that for each Hermitian operator , and since then the variations of Weyl's theorem have received a considerable attention[6-11]. Property as one variant was given by Rakočević[7]. In 2010, using the variant of essential approximate point spectrum, Sun et al[11] characterized property , which was a necessary condition of property , and discussed the relation between property and hypercyclic (or supercyclic) property. has the Property if
where In 2021, by the spectrum originated from the single-valued extension property, Dai et al[12] characterized property , and discussed the relation between property and hypercyclic (supercyclic) property.
In this paper, using the new spectrum originating from CFI property around an operator, we continue to study property and hypercyclic (or supercyclic) property. In Section 1, we conclude the necessary and sufficient conditions for satisfying the property . In addition, the stability of the property is also studied. In Section 2, we considered the relations between property and hypercyclic (or supercyclic) property.
1 Property and Its Perturbation
Now we begin with a definition and a lemma.
Definition 1 (Ref.[13], Definition 3.1) We say that is Consistence in Fredholm and Index (CFI for short), if for each , one of the following cases occurs:
1) Both and are Fredholm, and ;
2) Both and are not Fredholm.
Lemma 1 (Ref.[13], Theorem 3.2) Let . Then is a CFI operator if and only if one of the following three mutually disjoint cases occurs:
1) is Weyl;
2) is closed and ;
3) is not closed.
It follows from Lemma 1 that is not CFI if and only if is semi-Fredholm and .
Following we define the new spectrum set. Let
and let . From the perturbation of semi-Fredholm operators, if , then , and is Weyl if for some . It easily follows from Lemma 1 and the definition of that .
Recall that is isoloid if , where is the point spectrum of . And let . Then we have the following theorem.
Theorem 1 Let . Then is isoloid and has property if and only if
where denotes the set of accumulation points of .
Proof Suppose is isoloid and has property .. Let . We claim that . In fact, assume that , then . Note that . If , then . Since is isoloid and has property , it follows from Chapter XI, Property 6.9 of Ref. [14] that . Then , which is a contradiction. If , then is an upper semi-Fredholm operator and . Observing that , we know , a contradiction. Therefore , which implies . Hence and is CFI if for some . Again note that . Similarly, we know that if , then . Since , it follows that , i.e.,. If , then is an upper semi-Fredholm operator. By the punctured neighborhood theorem of semi-Fredholm operators and the definition of , we conclude that is both semi-Fredholm and CFI if for some . Therefore is Weyl operator if . Now we can obtain that is Weyl. The fact that property holds for tells us that . Since , it follows that , which means . The opposite conclusion is clear. So we have
Conversely, suppose
Since
, it follows from
that .Then . Thus . Since , we obtain that . Then . From the fact that
and
We have that . Thus , that is, property holds for . Since , then . It follows that is isoloid.
Remark 1 From the proof of Theorem 1, we know that if is isoloid and has property , then But the converse is not true.
For example, let be defined as
and let . Then , thus . But since , it follows that property does not hold for .
Remark 2 If is isoloid and has property , the spectrum can be decomposed as four blocks, and each block cannot be avoided.
1) "" cannot be avoided.
For example, let be defined as
and let . Then
Therefore is isoloid and has property , but .
2) "" cannot be avoided.
For example, let be defined as
and let . Then
Therefore is isoloid and property holds for , but
3) "" cannot be avoided.
For example, let be defined as
and let . Then
Therefore is isoloid and has property , but
4) "" cannot be avoided.
For example, let be defined as
Then
Therefor is isoloid and has propert , but
Next, we will consider the stability of property .
Remark 3 1) There exist and with such that property holds for but not holds for .
For example, let be defined as
and let .Then . Hence has property .
Let be defined as
and let . Then , and . Hence ,. Therefore, does not have property .
2) Suppose . Then for every commuting with , is isoloid and has property if and only if is isoloid and has property .
In fact, we only need to prove the sufficiency. Suppose is isoloid and has property . For any finite rank satisfying , since , it follows that . Hence
Thus
Conversely, note that
and is isoloid, we know
Therefore property holds for .
Observing that , we see , that is, is isoloid.
3) Suppose is finite. Then for any commuting with , is isoloid and has property if and only if is isoloid and has property .
In fact, since is finite, we know that . It is similar to the proof of the above statement, we can prove the statement (3) is true.
4) Suppose is quasinilpotent operator and has property . Then for any finite rank commuting with , has property .
In fact, since is quasinilpotent and has property , it follows that , , then or . As we know, if , then the only finite operator commuting with is , thus , which implies that has property . Next if , then . Note that is isoloid and has property , from 3) of Remark 3, we know that for any finite rank operator commuting with , has property .
Theorem 2 Suppose . Then the following statements are equivalent:
1) is isoloid and has property ;
2) For any with , is isoloid and has property .
Proof We only need to prove . Suppose is isoloid and has property . From and the punctured neighborhood theorem of semi-Fredholm operators, we can get that , then
Hence , which implies . Since
since is isoloid, and from the Chapter XI, Property 6.9 of Ref.[14] we have that
hence
Therefore has property .
It is similar to the proof of part 2) in Remark 3, we can prove that is isoloid.
2 Property and Hypercyclic (Supercyclic) Property
For , the orbit of under is the set of images of under successive iterates of :
For , if is dense in , then is hypercyclic; if the set of scalar multiples of is dense, then supercyclic. A hypercyclic operator is one that has a hypercyclic vector. Similarly we can define the notion of supercyclic operator. We denote by the set of all hypercyclic (supercyclic) operators in and the norm-closure of the class . Recall that has hypercyclic (or supercyclic) property if (or ). In 1974, Hilden and Wallen[15] introduced supercyclic property. Then Kitai[16] established many fundamental results about the theory of hypercyclic or supercyclic property in her thesis. And Refs.[12,17,18] studied the relation between Weyl type theorems and hypercyclic (or supercyclic) property. Then we will continue this work as follows.
The following lemmas give the essential facts for hypercyclic property and supercyclic property which we will need to prove the main theorem.
Lemma 2 (Ref.[19], Theorem 2.1) is the class of all those operators satisfying the conditions:
(1) is connected;
(2) ;
(3) for every .
Lemma 3 (Ref.[19, Theorem 3.3) is the set of all those operators satisfying the conditions:
(1) is connected (for some );
(2) is connected (for some );
(3) either or for some ;
(4) for every .
In the following, let be the class of complex-valued functions which are analytic in a neighbourhood of , and are not constant on any neighbourhood of any component of . Then we have the following result.
Theorem 3 Suppose is connected. If satisfies for some , then .
Proof Suppose is connected. Since , it follows that . Similarly, we can get that . Since both and satisfy the spectral mapping theorem, it follows that . Hence .
From , we know that . Then , that is, for any . Thus, for any , we can easily prove that .
Note that for any , by Theorem 5 of Ref.[6], we can get that . Since for some , we see and , thus . Moreover, since and are both connected, it follows that is connected. By Lemma 2, we can conclude that .
Remark 4 (1) If is connected, then for every , there exists a such that .
In fact, for every , there exits a such that . Let . Then from Theorem 3, we can get that .
(2) If is connected, then the result of Theorem 3 holds.
(3) If is connected, then from the proof of Theorem 3, for every .
Corollary 1 Suppose and is connected. If and there exists such that , then .
Proof From and the punctured neighborhood theorem for semi-Fredholm operators, we have . Now we can obtain the result by an argument similar to the proof of Theorem 3.
In general, property and hypercyclic (or supercyclic) property of an operator have no relation.
For example: (1) Let be defined as
Then we can easily get that is isoloid and has property , but .
(2) Let be defined as
and let . We can easily get that , but does not have property .
Next, by the connection between spectrum and the new defined spectrum , we give the necessary and sufficient condition for which is isoloid satisfying property and .
Theorem 4 Let . Then is isoloid satisfying property and if and only if and is connected.
Proof Suppose and is connected. Firstly, we show that . Note that
and
we have . Then . Moreover, since
and
it follows that . Thus, for every ,. Again from and the given condition, we conclude that. Then is connected. By Lemma 2, we get that .
Next, we will prove that is isoloid and has property . By
we conclude that
It follows from Theorem 1 that is isoloid and has property .
Conversely, suppose is isoloid satisfying property and . Since , we have and . By Theorem 1, we can get that . Note, again, that and property holds for , we have and is connected. Thus is connected.
Remark 5 In Theorem 4, if is isoloid satisfying property and , then the spectrum can be decomposed as two blocks, and each block cannot be avoided.
(1) "" cannot be avoided.
For example, let be defined as
and let . Then .
It is clear that is isoloid satisfying property and . But since , it follows that .
(2) ""cannot be avoided.
For example, let be defined as
and let . Then is isoloid satisfying property and . By calculation, we can get . Since and is not closed, we can conclude that . Then .Thus .
(3) Let . Then is isoloid satisfying property and if and only if , or there exists a such that , and is connected for some .
The following corollary gives the necessary and sufficient condition for which hypercyclic operator is isoloid and has property .
Corollary 2 Suppose . Then is isoloid and has property if and only if .
Proof Suppose is isoloid and has property . It follows from Theorem 4 that . The opposite inclusion is clear. Hence .
Conversely, suppose .Since , then .From , we claim that . In fact, if there exists , but , then .
Case 1 If , then and . Hence, , a contradiction to .
Case 2 If , then , a contradiction to .
Therefore,. By Theorem 1 or Theorem 4, we can conclude that is isoloid and has property .
Similarly, we can get the following conclusion.
Corollary 3 Suppose . Then is isoloid and has property if and only if .
Using Corollary 2 and Corollary 3, we can prove the following conclusions.
Corollary 4 (1) Suppose . Then for every , is isoloid and has property if and only if .
(2) Suppose . Then for every , is isoloid and has property if and only if .
In Corollary 1 or Corollary 2, suppose is isoloid and has property . If , then we have . But the converse is not true.
For example, let be defined as
Then is isoloid and has property . By calculation, we can get that , but .
Similarly, suppose is isoloid and has property . If , then we have . But the converse is also not true.
Following we will discuss the necessary and sufficient conditions for or when is isoloid and has property .
Corollary 5 Suppose is isoloid and has property . Then
(1) and is connected.
(2) or , where and is connected for some .
Proof (1) Since , it follows that . By Corollary 2, we know that
Note that and has property , we see . Thus is connected.
Since
Then
By Theorem 3, we can conclude that .
(2) Similarly, we can prove (2).
Following we will discuss the connection between property and hypercyclic (or supercyclic).
Theorem 5 Suppose . Then the following statements are equivalent:
(1) ;
(2) is isoloid satisfying property and is connected;
(3) For every , is isoloid satisfying property and is connected;
(4) For every with , is isoloid satisfying property and is connected.
Proof Suppose . Since , it follows that . By Corollary 4 (1), we can get that for every , is isoloid and has property . Then . From , we know that and is connected.
Therefore is connected.
It is clear.
By Corollary 5(1), we can prove (1) holds.
We only need to prove . Suppose is isoloid satisfying property and is connected. Then . If with , we have . Thus . Conversely, since and is isoloid, we can conclude that . Hence, has property . Moreover, since
, it follows that . Therefore is isoloid.
Similarly, we can prove the following Corollary.
Corollary 6 Suppose . Then the following statements are equivalent:
(1) ;
(2) is isoloid satisfying property and is connected for some ;
(3) For every , is isoloid satisfying property and is connected for some ;
(4) For every with , is isoloid satisfying property and is connected for some .
Corollary 7 Suppose and . Then the following statements are equivalent:
(1) ;
(2) is isoloid and has property , and is connected;
(3) For every , is isoloid satisfying property and is connected;
(4) For every with , is isoloid satisfying property and is connected.
Proof Suppose (2) holds. We now show that
It suffices to prove that . For any , we see or . If , it follows from that . If , then , and is a CFI operator if for some . Observing that ,
Case 1 . Since is isoloid and has property , it follows that .
Case 2 . Then is an upper Fredholm operator. By the punctured neighborhood theorem of semi-Fredholm operators and the definition of , we conclude that is Weyl operator. Hence is invertible.
Therefore, we have . By Theorem 5, we can prove (1), (3) and (4) hold.
It is clear that and . We only need to show .
Suppose . Then . Thus . Since , it follows that is isoloid and .
Hence is isoloid and has property .
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